Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/12/28?limit=200&registers=between&mode=atom 2024-12-21T06:43:14-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28706.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Modify the DTC Settlement Service Guide 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28706 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28706.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28705.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 517, Quote Types Defined 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28705 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28705.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28704.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 900.3NYP 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28704 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28704.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28613.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Related to Physical Port Fees 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28613 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28613.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28612.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend MSRB Rule G-12 To Promote the Completion of Allocations, Confirmations, and Affirmations by the End of Trade Date 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28612 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28612.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28611.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the NYSE Listed Company Manual To Adopt Listing Standards for Natural Asset Companies 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28611 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28611.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28610.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Introduce a New Data Product To Be Known as the Short Interest Report 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28610 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28610.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28609.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28609 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28609.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28608.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To Make Permanent the Operation of its Flexible Exchange Options Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28608 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28608.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28607.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28607 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28607.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28606.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28606 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28606.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28605.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Related to Physical Port Fees 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28605 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28605.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28604.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28604 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28604.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28603.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Related to Physical Port Fees 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28603 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28603.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28672.html Notice - Nuveen Enhanced Floating Rate Income Fund, et al. 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28672 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28672.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28671.html Notice - MainStay MacKay Municipal Income Opportunities Fund and New York Life Investment Management LLC 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28671 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28671.pdf