<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/12/21?registers=between Thu, 26 Jun 2025 02:13:39 -0700 Thu, 26 Jun 2025 02:13:39 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/12/21?registers=between Notice - Submission for OMB Review; Comment Request; Extension: Rule 2a-5 https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28115.html https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28115.html Thu, 21 Dec 2023 00:00:00 -0800 2023-28115 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28115.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 15c2-1 https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28114.html https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28114.html Thu, 21 Dec 2023 00:00:00 -0800 2023-28114 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28114.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 17g-1 https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28119.html https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28119.html Thu, 21 Dec 2023 00:00:00 -0800 2023-28119 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28119.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 19a-1 https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28118.html https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28118.html Thu, 21 Dec 2023 00:00:00 -0800 2023-28118 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28118.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 489 and Form F-N https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28117.html https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28117.html Thu, 21 Dec 2023 00:00:00 -0800 2023-28117 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28117.pdf Notice - Submission for OMB Review; Comment Request; Extension: Form 2-E https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28116.html https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28116.html Thu, 21 Dec 2023 00:00:00 -0800 2023-28116 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28116.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6 https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28040.html https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28040.html Thu, 21 Dec 2023 00:00:00 -0800 2023-28040 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28040.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 3 https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28039.html https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28039.html Thu, 21 Dec 2023 00:00:00 -0800 2023-28039 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28039.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt Rules To Govern FLEX Equity Options and a New Order Type To Trade FLEX Equity Options on the BOX Trading Floor https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28043.html https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28043.html Thu, 21 Dec 2023 00:00:00 -0800 2023-28043 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28043.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-7150-1 and Rule 7250 (Quote Mitigation) https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28042.html https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28042.html Thu, 21 Dec 2023 00:00:00 -0800 2023-28042 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28042.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6 https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28041.html https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28041.html Thu, 21 Dec 2023 00:00:00 -0800 2023-28041 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28041.pdf