<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/12/20?registers=between Mon, 23 Jun 2025 16:47:28 -0700 Mon, 23 Jun 2025 16:47:28 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/12/20?registers=between Notice - Submission for OMB Review; Comment Request; Rule 211(h)(2)-1 https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27887.html https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27887.html Wed, 20 Dec 2023 00:00:00 -0800 2023-27887 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27887.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 9 https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27927.html https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27927.html Wed, 20 Dec 2023 00:00:00 -0800 2023-27927 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27927.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Provide a Discount on the Purchase of Historical Equity Short Volume and Trade Reports https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27926.html https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27926.html Wed, 20 Dec 2023 00:00:00 -0800 2023-27926 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27926.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Provide a Discount on the Purchase of Historical Equity Short Volume and Trade Reports https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27925.html https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27925.html Wed, 20 Dec 2023 00:00:00 -0800 2023-27925 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27925.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Proprietary Data Fees for Top of PHLX Options (“TOPO”), PHLX Orders, and TOPO Plus Orders at Options 7, Section 10 https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27924.html https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27924.html Wed, 20 Dec 2023 00:00:00 -0800 2023-27924 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27924.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.62P-O https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27913.html https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27913.html Wed, 20 Dec 2023 00:00:00 -0800 2023-27913 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27913.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Amendments to the Options Clearing Corporation's Collateral Risk Management Policy and Margin Policy https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27912.html https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27912.html Wed, 20 Dec 2023 00:00:00 -0800 2023-27912 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27912.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27911.html https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27911.html Wed, 20 Dec 2023 00:00:00 -0800 2023-27911 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27911.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27910.html https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27910.html Wed, 20 Dec 2023 00:00:00 -0800 2023-27910 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27910.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27909.html https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27909.html Wed, 20 Dec 2023 00:00:00 -0800 2023-27909 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27909.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Provide a Discount on the Purchase of Historical Equity Short Volume and Trade Reports https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27923.html https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27923.html Wed, 20 Dec 2023 00:00:00 -0800 2023-27923 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27923.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Provide a Discount on the Purchase of Historical Equity Short Volume and Trade Reports https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27922.html https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27922.html Wed, 20 Dec 2023 00:00:00 -0800 2023-27922 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27922.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27921.html https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27921.html Wed, 20 Dec 2023 00:00:00 -0800 2023-27921 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27921.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27920.html https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27920.html Wed, 20 Dec 2023 00:00:00 -0800 2023-27920 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27920.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27919.html https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27919.html Wed, 20 Dec 2023 00:00:00 -0800 2023-27919 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27919.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 114(f) https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27918.html https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27918.html Wed, 20 Dec 2023 00:00:00 -0800 2023-27918 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27918.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27917.html https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27917.html Wed, 20 Dec 2023 00:00:00 -0800 2023-27917 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27917.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Low Priced Stock Strike Price Interval Program https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27916.html https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27916.html Wed, 20 Dec 2023 00:00:00 -0800 2023-27916 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27916.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees for Options on the Nasdaq 100 Index in the Exchange's Pricing Schedule at Options 7 https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27915.html https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27915.html Wed, 20 Dec 2023 00:00:00 -0800 2023-27915 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27915.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees for Options on the Nasdaq 100 Index in the Exchange's Pricing Schedule at Options 7 https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27914.html https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27914.html Wed, 20 Dec 2023 00:00:00 -0800 2023-27914 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27914.pdf