<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/12/01?registers=between Tue, 24 Jun 2025 04:56:00 -0700 Tue, 24 Jun 2025 04:56:00 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/12/01?registers=between Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7 https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26499.html https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26499.html Fri, 01 Dec 2023 00:00:00 -0800 2023-26499 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26499.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26495.html https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26495.html Fri, 01 Dec 2023 00:00:00 -0800 2023-26495 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26495.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26494.html https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26494.html Fri, 01 Dec 2023 00:00:00 -0800 2023-26494 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26494.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26492.html https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26492.html Fri, 01 Dec 2023 00:00:00 -0800 2023-26492 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26492.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26491.html https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26491.html Fri, 01 Dec 2023 00:00:00 -0800 2023-26491 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26491.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Franklin Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26488.html https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26488.html Fri, 01 Dec 2023 00:00:00 -0800 2023-26488 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26488.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26547.html https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26547.html Fri, 01 Dec 2023 00:00:00 -0800 2023-26547 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26547.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Hashdex Bitcoin Futures ETF Under NYSE Arca Rule 8.500-E (Trust Units) https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26500.html https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26500.html Fri, 01 Dec 2023 00:00:00 -0800 2023-26500 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26500.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 4, Section 5 Related to a Low Priced Stock Strike Price Interval Program https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26486.html https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26486.html Fri, 01 Dec 2023 00:00:00 -0800 2023-26486 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26486.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Refine the Margin Liquidity Adjustment (“MLA”) Charge Calculation and the Description of the MLA Charge https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26390.html https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26390.html Fri, 01 Dec 2023 00:00:00 -0800 2023-26390 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26390.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust Under NYSE Arca Rule 8.201-E https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26389.html https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26389.html Fri, 01 Dec 2023 00:00:00 -0800 2023-26389 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26389.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26384.html https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26384.html Fri, 01 Dec 2023 00:00:00 -0800 2023-26384 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26384.pdf Notice - Order Granting an Exemption Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 and Rule 608(e) of Regulation NMS Under the Exchange Act, Relating to the Recordkeeping Requirements for Industry Test Data, as Required by Rule 17a-1 Under the Exchange Act and Certain Provisions of the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26407.html https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26407.html Fri, 01 Dec 2023 00:00:00 -0800 2023-26407 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26407.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 30b1-10, Form N-RN https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26406.html https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26406.html Fri, 01 Dec 2023 00:00:00 -0800 2023-26406 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26406.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 498A https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26405.html https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26405.html Fri, 01 Dec 2023 00:00:00 -0800 2023-26405 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26405.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 30b2-1 https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26403.html https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26403.html Fri, 01 Dec 2023 00:00:00 -0800 2023-26403 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26403.pdf