<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/11/24?registers=between Thu, 17 Jul 2025 22:59:42 -0700 Thu, 17 Jul 2025 22:59:42 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/11/24?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Adopt Supplementary Material .18 (Remote Inspections Pilot Program) Under FINRA Rule 3110 (Supervision) https://regulations.justia.com/regulations/fedreg/2023/11/24/2023-25886.html https://regulations.justia.com/regulations/fedreg/2023/11/24/2023-25886.html Fri, 24 Nov 2023 00:00:00 -0800 2023-25886 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-24/pdf/2023-25886.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Clearing Member Cybersecurity Obligations https://regulations.justia.com/regulations/fedreg/2023/11/24/2023-25883.html https://regulations.justia.com/regulations/fedreg/2023/11/24/2023-25883.html Fri, 24 Nov 2023 00:00:00 -0800 2023-25883 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-24/pdf/2023-25883.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Global X Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2023/11/24/2023-25882.html https://regulations.justia.com/regulations/fedreg/2023/11/24/2023-25882.html Fri, 24 Nov 2023 00:00:00 -0800 2023-25882 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-24/pdf/2023-25882.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 2210 (Communications With the Public) To Permit Projections of Performance of Investment Strategies or Single Securities in Institutional Communications https://regulations.justia.com/regulations/fedreg/2023/11/24/2023-25881.html https://regulations.justia.com/regulations/fedreg/2023/11/24/2023-25881.html Fri, 24 Nov 2023 00:00:00 -0800 2023-25881 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-24/pdf/2023-25881.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Adopt Supplementary Material .19 (Residential Supervisory Location) Under FINRA Rule 3110 (Supervision) https://regulations.justia.com/regulations/fedreg/2023/11/24/2023-25880.html https://regulations.justia.com/regulations/fedreg/2023/11/24/2023-25880.html Fri, 24 Nov 2023 00:00:00 -0800 2023-25880 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-24/pdf/2023-25880.pdf