Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/11/24?limit=200&registers=between&mode=atom 2024-12-21T03:59:19-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/11/24/2023-25886.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Adopt Supplementary Material .18 (Remote Inspections Pilot Program) Under FINRA Rule 3110 (Supervision) 2023-11-24T00:00:00-08:00 2023-11-24T00:00:00-08:00 2023-25886 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-24/pdf/2023-25886.pdf https://regulations.justia.com/regulations/fedreg/2023/11/24/2023-25883.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Clearing Member Cybersecurity Obligations 2023-11-24T00:00:00-08:00 2023-11-24T00:00:00-08:00 2023-25883 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-24/pdf/2023-25883.pdf https://regulations.justia.com/regulations/fedreg/2023/11/24/2023-25882.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Global X Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2023-11-24T00:00:00-08:00 2023-11-24T00:00:00-08:00 2023-25882 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-24/pdf/2023-25882.pdf https://regulations.justia.com/regulations/fedreg/2023/11/24/2023-25881.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 2210 (Communications With the Public) To Permit Projections of Performance of Investment Strategies or Single Securities in Institutional Communications 2023-11-24T00:00:00-08:00 2023-11-24T00:00:00-08:00 2023-25881 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-24/pdf/2023-25881.pdf https://regulations.justia.com/regulations/fedreg/2023/11/24/2023-25880.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Adopt Supplementary Material .19 (Residential Supervisory Location) Under FINRA Rule 3110 (Supervision) 2023-11-24T00:00:00-08:00 2023-11-24T00:00:00-08:00 2023-25880 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-24/pdf/2023-25880.pdf