<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/11/20?registers=between Mon, 23 Jun 2025 20:06:26 -0700 Mon, 23 Jun 2025 20:06:26 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/11/20?registers=between Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Concerning Transaction Fees https://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25549.html https://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25549.html Mon, 20 Nov 2023 00:00:00 -0800 2023-25549 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25549.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE American LLC; NYSEArca, Inc.; NYSE Chicago, Inc.; NYSE National, Inc.; Order Approving Proposed Rule Changes To Establish Certain Alternative Procedures for the Allocation of Power in Co-Location https://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25548.html https://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25548.html Mon, 20 Nov 2023 00:00:00 -0800 2023-25548 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25548.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Approving a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdasq-100 Index® Options With a Third-Friday-of-the-Month Expiration https://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25547.html https://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25547.html Mon, 20 Nov 2023 00:00:00 -0800 2023-25547 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25547.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as It Relates to the Holders of Record and/or Beneficial Holders, as Provided in Exchange Rule 14.11(l) https://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25546.html https://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25546.html Mon, 20 Nov 2023 00:00:00 -0800 2023-25546 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25546.pdf Notice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation https://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25545.html https://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25545.html Mon, 20 Nov 2023 00:00:00 -0800 2023-25545 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25545.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation https://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25544.html https://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25544.html Mon, 20 Nov 2023 00:00:00 -0800 2023-25544 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25544.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend MRX Options 7, Section 5 To Amend Route-Out Fees https://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25542.html https://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25542.html Mon, 20 Nov 2023 00:00:00 -0800 2023-25542 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25542.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX Options 7, Section 4 To Amend Route-Out Fees https://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25541.html https://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25541.html Mon, 20 Nov 2023 00:00:00 -0800 2023-25541 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25541.pdf