<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/11/17?registers=between Wed, 25 Jun 2025 18:29:42 -0700 Wed, 25 Jun 2025 18:29:42 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/11/17?registers=between Notice - Saratoga Investment Advisors, LLC, et al. https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25498.html https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25498.html Fri, 17 Nov 2023 00:00:00 -0800 2023-25498 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25498.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25606.html https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25606.html Fri, 17 Nov 2023 00:00:00 -0800 2023-25606 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25606.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 15g-2 https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25479.html https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25479.html Fri, 17 Nov 2023 00:00:00 -0800 2023-25479 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25479.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of the FLEX and Cabinet Automation https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25386.html https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25386.html Fri, 17 Nov 2023 00:00:00 -0800 2023-25386 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25386.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Order Approving a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25385.html https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25385.html Fri, 17 Nov 2023 00:00:00 -0800 2023-25385 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25385.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change To Adopt Monthly Options Series https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25384.html https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25384.html Fri, 17 Nov 2023 00:00:00 -0800 2023-25384 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25384.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25383.html https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25383.html Fri, 17 Nov 2023 00:00:00 -0800 2023-25383 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25383.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25382.html https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25382.html Fri, 17 Nov 2023 00:00:00 -0800 2023-25382 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25382.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25381.html https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25381.html Fri, 17 Nov 2023 00:00:00 -0800 2023-25381 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25381.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide an Additional Means To Access the Exchange's Equity Trading Platform Member Firm Portal https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25380.html https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25380.html Fri, 17 Nov 2023 00:00:00 -0800 2023-25380 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25380.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility To Amend Sections IV.A (Non-Auction Transactions) and IV.A.1 (Tiered Volume Rebate for Non-Auction Transactions) https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25379.html https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25379.html Fri, 17 Nov 2023 00:00:00 -0800 2023-25379 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25379.pdf Notice - Proposed Collection; Comment Request; Extension: Form N-6F https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25478.html https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25478.html Fri, 17 Nov 2023 00:00:00 -0800 2023-25478 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25478.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 11a-2 https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25477.html https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25477.html Fri, 17 Nov 2023 00:00:00 -0800 2023-25477 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25477.pdf Notice - Proposed Collection; Comment Request; Extension: Form N-54A https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25476.html https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25476.html Fri, 17 Nov 2023 00:00:00 -0800 2023-25476 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25476.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Approving a Proposed Rule Change To Amend the Short Term Option Series Program To Permit the Listing of Two Wednesday Expirations for Options on Certain Exchange Traded Products https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25378.html https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25378.html Fri, 17 Nov 2023 00:00:00 -0800 2023-25378 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25378.pdf