<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/11/14?registers=between Sun, 22 Jun 2025 19:14:22 -0700 Sun, 22 Jun 2025 19:14:22 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/11/14?registers=between Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Nasdaq Rules 4120 and 4753 https://regulations.justia.com/regulations/fedreg/2023/11/14/2023-25013.html https://regulations.justia.com/regulations/fedreg/2023/11/14/2023-25013.html Tue, 14 Nov 2023 00:00:00 -0800 2023-25013 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-14/pdf/2023-25013.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 10.9521 and 10.9522 To Correct Obsolete References to a FINRA Department https://regulations.justia.com/regulations/fedreg/2023/11/14/2023-25012.html https://regulations.justia.com/regulations/fedreg/2023/11/14/2023-25012.html Tue, 14 Nov 2023 00:00:00 -0800 2023-25012 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-14/pdf/2023-25012.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 10.9521 and 10.9522 To Correct Obsolete References to a FINRA Department https://regulations.justia.com/regulations/fedreg/2023/11/14/2023-25011.html https://regulations.justia.com/regulations/fedreg/2023/11/14/2023-25011.html Tue, 14 Nov 2023 00:00:00 -0800 2023-25011 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-14/pdf/2023-25011.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 9521 and 9522 To Correct Obsolete References To a FINRA Department https://regulations.justia.com/regulations/fedreg/2023/11/14/2023-25010.html https://regulations.justia.com/regulations/fedreg/2023/11/14/2023-25010.html Tue, 14 Nov 2023 00:00:00 -0800 2023-25010 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-14/pdf/2023-25010.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 9521 and 9522 To Correct Obsolete References to a FINRA Department https://regulations.justia.com/regulations/fedreg/2023/11/14/2023-25009.html https://regulations.justia.com/regulations/fedreg/2023/11/14/2023-25009.html Tue, 14 Nov 2023 00:00:00 -0800 2023-25009 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-14/pdf/2023-25009.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the NYSE Listed Company Manual To Adopt Listing Standards for Natural Asset Companies https://regulations.justia.com/regulations/fedreg/2023/11/14/2023-25008.html https://regulations.justia.com/regulations/fedreg/2023/11/14/2023-25008.html Tue, 14 Nov 2023 00:00:00 -0800 2023-25008 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-14/pdf/2023-25008.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/11/14/2023-25007.html https://regulations.justia.com/regulations/fedreg/2023/11/14/2023-25007.html Tue, 14 Nov 2023 00:00:00 -0800 2023-25007 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-14/pdf/2023-25007.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 10.9521 and 10.9522 To Correct Obsolete References to a FINRA Department https://regulations.justia.com/regulations/fedreg/2023/11/14/2023-25014.html https://regulations.justia.com/regulations/fedreg/2023/11/14/2023-25014.html Tue, 14 Nov 2023 00:00:00 -0800 2023-25014 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-14/pdf/2023-25014.pdf Notice - Notice of Intention to Cancel Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940 https://regulations.justia.com/regulations/fedreg/2023/11/14/2023-24991.html https://regulations.justia.com/regulations/fedreg/2023/11/14/2023-24991.html Tue, 14 Nov 2023 00:00:00 -0800 2023-24991 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-14/pdf/2023-24991.pdf