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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/11/13?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/11/13?registers=between
Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Enhancements to Its Designated Market Maker Program
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24868.html
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24868.htmlMon, 13 Nov 2023 00:00:00 -08002023-24868Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24868.pdfNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7 To Specify Pricing Related to Unrelated Market or Marketable Interest
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24867.html
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24867.htmlMon, 13 Nov 2023 00:00:00 -08002023-24867Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24867.pdfNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7 To Specify Pricing Related to Unrelated Market or Marketable Interest
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24866.html
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24866.htmlMon, 13 Nov 2023 00:00:00 -08002023-24866Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24866.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend Its Price List
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24865.html
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24865.htmlMon, 13 Nov 2023 00:00:00 -08002023-24865Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24865.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking To List Tier II Securities on the Exchange
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24864.html
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24864.htmlMon, 13 Nov 2023 00:00:00 -08002023-24864Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24864.pdfNotice - Submission for OMB Review; Comment Request; Extension: Rule0-2
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24953.html
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24953.htmlMon, 13 Nov 2023 00:00:00 -08002023-24953Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24953.pdfNotice - Submission for OMB Review; Comment Request; Extension: Form N-54C
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24952.html
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24952.htmlMon, 13 Nov 2023 00:00:00 -08002023-24952Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24952.pdfNotice - Submission for OMB Review; Comment Request; Extension: Form N-17f-2
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24951.html
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24951.htmlMon, 13 Nov 2023 00:00:00 -08002023-24951Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24951.pdfNotice - Submission for OMB Review; Comment Request; Extension: Rule 31a-1
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24955.html
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24955.htmlMon, 13 Nov 2023 00:00:00 -08002023-24955Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24955.pdfNotice - Submission for OMB Review; Comment Request; Extension: Rule 17a-7
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24954.html
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24954.htmlMon, 13 Nov 2023 00:00:00 -08002023-24954Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24954.pdf