Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/11/13?limit=200®isters=between&mode=atom2024-12-26T09:55:31-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24868.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Enhancements to Its Designated Market Maker Program2023-11-13T00:00:00-08:002023-11-13T00:00:00-08:002023-24868Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24868.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24867.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7 To Specify Pricing Related to Unrelated Market or Marketable Interest2023-11-13T00:00:00-08:002023-11-13T00:00:00-08:002023-24867Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24867.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24866.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7 To Specify Pricing Related to Unrelated Market or Marketable Interest2023-11-13T00:00:00-08:002023-11-13T00:00:00-08:002023-24866Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24866.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24865.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend Its Price List2023-11-13T00:00:00-08:002023-11-13T00:00:00-08:002023-24865Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24865.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24864.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking To List Tier II Securities on the Exchange2023-11-13T00:00:00-08:002023-11-13T00:00:00-08:002023-24864Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24864.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24953.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule0-22023-11-13T00:00:00-08:002023-11-13T00:00:00-08:002023-24953Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24953.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24952.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form N-54C2023-11-13T00:00:00-08:002023-11-13T00:00:00-08:002023-24952Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24952.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24951.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form N-17f-22023-11-13T00:00:00-08:002023-11-13T00:00:00-08:002023-24951Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24951.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24955.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 31a-12023-11-13T00:00:00-08:002023-11-13T00:00:00-08:002023-24955Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24955.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24954.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17a-72023-11-13T00:00:00-08:002023-11-13T00:00:00-08:002023-24954Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24954.pdf