<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/11/09?registers=between Mon, 23 Jun 2025 23:15:18 -0700 Mon, 23 Jun 2025 23:15:18 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/11/09?registers=between Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 https://regulations.justia.com/regulations/fedreg/2023/11/09/2023-24764.html https://regulations.justia.com/regulations/fedreg/2023/11/09/2023-24764.html Thu, 09 Nov 2023 00:00:00 -0800 2023-24764 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-09/pdf/2023-24764.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37-E https://regulations.justia.com/regulations/fedreg/2023/11/09/2023-24763.html https://regulations.justia.com/regulations/fedreg/2023/11/09/2023-24763.html Thu, 09 Nov 2023 00:00:00 -0800 2023-24763 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-09/pdf/2023-24763.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 https://regulations.justia.com/regulations/fedreg/2023/11/09/2023-24761.html https://regulations.justia.com/regulations/fedreg/2023/11/09/2023-24761.html Thu, 09 Nov 2023 00:00:00 -0800 2023-24761 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-09/pdf/2023-24761.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Amending Rule 935NY https://regulations.justia.com/regulations/fedreg/2023/11/09/2023-24760.html https://regulations.justia.com/regulations/fedreg/2023/11/09/2023-24760.html Thu, 09 Nov 2023 00:00:00 -0800 2023-24760 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-09/pdf/2023-24760.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Short-Form Membership Application Process and Partial Fee Waiver for Certain Firms Applying Due to Amended Exchange Act Rule 15b9-1 https://regulations.justia.com/regulations/fedreg/2023/11/09/2023-24759.html https://regulations.justia.com/regulations/fedreg/2023/11/09/2023-24759.html Thu, 09 Nov 2023 00:00:00 -0800 2023-24759 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-09/pdf/2023-24759.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to Dissemination of Information on Individual Transactions in U.S. Treasury Securities and Related Fees https://regulations.justia.com/regulations/fedreg/2023/11/09/2023-24758.html https://regulations.justia.com/regulations/fedreg/2023/11/09/2023-24758.html Thu, 09 Nov 2023 00:00:00 -0800 2023-24758 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-09/pdf/2023-24758.pdf Notice - Kayne Anderson Energy Infrastructure Fund, Inc., et al. https://regulations.justia.com/regulations/fedreg/2023/11/09/2023-24840.html https://regulations.justia.com/regulations/fedreg/2023/11/09/2023-24840.html Thu, 09 Nov 2023 00:00:00 -0800 2023-24840 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-09/pdf/2023-24840.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.37E https://regulations.justia.com/regulations/fedreg/2023/11/09/2023-24757.html https://regulations.justia.com/regulations/fedreg/2023/11/09/2023-24757.html Thu, 09 Nov 2023 00:00:00 -0800 2023-24757 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-09/pdf/2023-24757.pdf