<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/11/07?registers=between Thu, 17 Jul 2025 11:16:35 -0700 Thu, 17 Jul 2025 11:16:35 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/11/07?registers=between Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving a Proposed Rule Change Related to Notification and Disclosure of Reverse Stock Splits https://regulations.justia.com/regulations/fedreg/2023/11/07/2023-24522.html https://regulations.justia.com/regulations/fedreg/2023/11/07/2023-24522.html Tue, 07 Nov 2023 00:00:00 -0800 2023-24522 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-07/pdf/2023-24522.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to the Continuing Education for Registered Persons https://regulations.justia.com/regulations/fedreg/2023/11/07/2023-24521.html https://regulations.justia.com/regulations/fedreg/2023/11/07/2023-24521.html Tue, 07 Nov 2023 00:00:00 -0800 2023-24521 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-07/pdf/2023-24521.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to the Continuing Education for Registered Persons https://regulations.justia.com/regulations/fedreg/2023/11/07/2023-24520.html https://regulations.justia.com/regulations/fedreg/2023/11/07/2023-24520.html Tue, 07 Nov 2023 00:00:00 -0800 2023-24520 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-07/pdf/2023-24520.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to the Continuing Education for Registered Persons https://regulations.justia.com/regulations/fedreg/2023/11/07/2023-24519.html https://regulations.justia.com/regulations/fedreg/2023/11/07/2023-24519.html Tue, 07 Nov 2023 00:00:00 -0800 2023-24519 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-07/pdf/2023-24519.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to the Continuing Education for Registered Persons https://regulations.justia.com/regulations/fedreg/2023/11/07/2023-24518.html https://regulations.justia.com/regulations/fedreg/2023/11/07/2023-24518.html Tue, 07 Nov 2023 00:00:00 -0800 2023-24518 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-07/pdf/2023-24518.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts https://regulations.justia.com/regulations/fedreg/2023/11/07/2023-24517.html https://regulations.justia.com/regulations/fedreg/2023/11/07/2023-24517.html Tue, 07 Nov 2023 00:00:00 -0800 2023-24517 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-07/pdf/2023-24517.pdf Rule - Modernization of Beneficial Ownership Reporting https://regulations.justia.com/regulations/fedreg/2023/11/07/2023-22678.html https://regulations.justia.com/regulations/fedreg/2023/11/07/2023-22678.html Tue, 07 Nov 2023 00:00:00 -0800 2023-22678 Rule https://www.govinfo.gov/content/pkg/FR-2023-11-07/pdf/2023-22678.pdf