<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/11/02?registers=between
Wed, 25 Jun 2025 19:50:56 -0700Wed, 25 Jun 2025 19:50:56 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/11/02?registers=between
Notice - Deregistration Under Section 8(f) of the Investment Company Act of 1940
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24131.html
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24131.htmlThu, 02 Nov 2023 00:00:00 -07002023-24131Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24131.pdfNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Clearing Agency Operational Risk Management Framework
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24177.html
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24177.htmlThu, 02 Nov 2023 00:00:00 -07002023-24177Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24177.pdfNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24176.html
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24176.htmlThu, 02 Nov 2023 00:00:00 -07002023-24176Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24176.pdfNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24175.html
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24175.htmlThu, 02 Nov 2023 00:00:00 -07002023-24175Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24175.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24174.html
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24174.htmlThu, 02 Nov 2023 00:00:00 -07002023-24174Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24174.pdfNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24173.html
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24173.htmlThu, 02 Nov 2023 00:00:00 -07002023-24173Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24173.pdfNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24172.html
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24172.htmlThu, 02 Nov 2023 00:00:00 -07002023-24172Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24172.pdfNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24171.html
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24171.htmlThu, 02 Nov 2023 00:00:00 -07002023-24171Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24171.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24170.html
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24170.htmlThu, 02 Nov 2023 00:00:00 -07002023-24170Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24170.pdfNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Wind Down Framework and Plan
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24180.html
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24180.htmlThu, 02 Nov 2023 00:00:00 -07002023-24180Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24180.pdfNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Clearing Agency Operational Risk Management Framework
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24179.html
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24179.htmlThu, 02 Nov 2023 00:00:00 -07002023-24179Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24179.pdfNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Clearing Agency Operational Risk Management Framework
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24178.html
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24178.htmlThu, 02 Nov 2023 00:00:00 -07002023-24178Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24178.pdfNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 2614(a)(1)(ix) and 2618(b)(1) To Amend Certain Risk Controls When Trading Equity Securities on MIAX Pearl Equities
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24270.html
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24270.htmlThu, 02 Nov 2023 00:00:00 -07002023-24270Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24270.pdfNotice - Order Granting Broker-Dealers Exemptive Relief, Pursuant to Section 36(a) and Rule 15c2-11(g) Under the Securities Exchange Act of 1934, From Rule 15c2-11 for Fixed-Income Securities Sold in Compliance With the Safe Harbor of Rule 144A Under the Securities Act of 1933
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24245.html
https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24245.htmlThu, 02 Nov 2023 00:00:00 -07002023-24245Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24245.pdf