Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/11/02?limit=200&registers=between&mode=atom 2024-11-06T00:04:55-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24131.html Notice - Deregistration Under Section 8(f) of the Investment Company Act of 1940 2023-11-02T00:00:00-07:00 2023-11-02T00:00:00-07:00 2023-24131 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24131.pdf https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24177.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Clearing Agency Operational Risk Management Framework 2023-11-02T00:00:00-07:00 2023-11-02T00:00:00-07:00 2023-24177 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24177.pdf https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24176.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees 2023-11-02T00:00:00-07:00 2023-11-02T00:00:00-07:00 2023-24176 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24176.pdf https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24175.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees 2023-11-02T00:00:00-07:00 2023-11-02T00:00:00-07:00 2023-24175 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24175.pdf https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24174.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees 2023-11-02T00:00:00-07:00 2023-11-02T00:00:00-07:00 2023-24174 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24174.pdf https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24173.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees 2023-11-02T00:00:00-07:00 2023-11-02T00:00:00-07:00 2023-24173 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24173.pdf https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24172.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees 2023-11-02T00:00:00-07:00 2023-11-02T00:00:00-07:00 2023-24172 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24172.pdf https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24171.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees 2023-11-02T00:00:00-07:00 2023-11-02T00:00:00-07:00 2023-24171 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24171.pdf https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24170.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees 2023-11-02T00:00:00-07:00 2023-11-02T00:00:00-07:00 2023-24170 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24170.pdf https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24180.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Wind Down Framework and Plan 2023-11-02T00:00:00-07:00 2023-11-02T00:00:00-07:00 2023-24180 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24180.pdf https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24179.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Clearing Agency Operational Risk Management Framework 2023-11-02T00:00:00-07:00 2023-11-02T00:00:00-07:00 2023-24179 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24179.pdf https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24178.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Clearing Agency Operational Risk Management Framework 2023-11-02T00:00:00-07:00 2023-11-02T00:00:00-07:00 2023-24178 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24178.pdf https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24270.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 2614(a)(1)(ix) and 2618(b)(1) To Amend Certain Risk Controls When Trading Equity Securities on MIAX Pearl Equities 2023-11-02T00:00:00-07:00 2023-11-02T00:00:00-07:00 2023-24270 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24270.pdf https://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24245.html Notice - Order Granting Broker-Dealers Exemptive Relief, Pursuant to Section 36(a) and Rule 15c2-11(g) Under the Securities Exchange Act of 1934, From Rule 15c2-11 for Fixed-Income Securities Sold in Compliance With the Safe Harbor of Rule 144A Under the Securities Act of 1933 2023-11-02T00:00:00-07:00 2023-11-02T00:00:00-07:00 2023-24245 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24245.pdf