Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/11/02?limit=200®isters=between&mode=atom2024-11-06T00:04:55-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24131.htmlNotice - Deregistration Under Section 8(f) of the Investment Company Act of 19402023-11-02T00:00:00-07:002023-11-02T00:00:00-07:002023-24131Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24131.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24177.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Clearing Agency Operational Risk Management Framework2023-11-02T00:00:00-07:002023-11-02T00:00:00-07:002023-24177Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24177.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24176.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees2023-11-02T00:00:00-07:002023-11-02T00:00:00-07:002023-24176Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24176.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24175.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees2023-11-02T00:00:00-07:002023-11-02T00:00:00-07:002023-24175Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24175.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24174.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees2023-11-02T00:00:00-07:002023-11-02T00:00:00-07:002023-24174Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24174.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24173.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees2023-11-02T00:00:00-07:002023-11-02T00:00:00-07:002023-24173Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24173.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24172.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees2023-11-02T00:00:00-07:002023-11-02T00:00:00-07:002023-24172Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24172.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24171.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees2023-11-02T00:00:00-07:002023-11-02T00:00:00-07:002023-24171Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24171.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24170.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees2023-11-02T00:00:00-07:002023-11-02T00:00:00-07:002023-24170Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24170.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24180.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Wind Down Framework and Plan2023-11-02T00:00:00-07:002023-11-02T00:00:00-07:002023-24180Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24180.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24179.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Clearing Agency Operational Risk Management Framework2023-11-02T00:00:00-07:002023-11-02T00:00:00-07:002023-24179Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24179.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24178.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Clearing Agency Operational Risk Management Framework2023-11-02T00:00:00-07:002023-11-02T00:00:00-07:002023-24178Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24178.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24270.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 2614(a)(1)(ix) and 2618(b)(1) To Amend Certain Risk Controls When Trading Equity Securities on MIAX Pearl Equities2023-11-02T00:00:00-07:002023-11-02T00:00:00-07:002023-24270Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24270.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/02/2023-24245.htmlNotice - Order Granting Broker-Dealers Exemptive Relief, Pursuant to Section 36(a) and Rule 15c2-11(g) Under the Securities Exchange Act of 1934, From Rule 15c2-11 for Fixed-Income Securities Sold in Compliance With the Safe Harbor of Rule 144A Under the Securities Act of 19332023-11-02T00:00:00-07:002023-11-02T00:00:00-07:002023-24245Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-02/pdf/2023-24245.pdf