<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/10/31?registers=between Sun, 22 Jun 2025 20:58:02 -0700 Sun, 22 Jun 2025 20:58:02 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/10/31?registers=between Notice - Submission for OMB Review; Comment Request; Extension: Rule 19b-7 and Form 19b-7 https://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23978.html https://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23978.html Tue, 31 Oct 2023 00:00:00 -0700 2023-23978 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-31/pdf/2023-23978.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 17a-10 https://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23974.html https://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23974.html Tue, 31 Oct 2023 00:00:00 -0700 2023-23974 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-31/pdf/2023-23974.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to its Operational Risk and Resilience Policy https://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23941.html https://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23941.html Tue, 31 Oct 2023 00:00:00 -0700 2023-23941 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-31/pdf/2023-23941.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Delete Legacy Disciplinary Rules 475, 476, 476A, and 477 and Make Conforming Changes to Rule 41, Rules 8001, 8130(d), 8320(d), 9001, 9216(b)(1), 9810(a), and 781 of the Office Rules, Rules 2A, 12E, 3170(a)(3), 902NY and Adopt a New Rule 600 and Make Conforming Changes to Rules 3170(C)(3), and Adopt a New Rule 601 https://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23940.html https://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23940.html Tue, 31 Oct 2023 00:00:00 -0700 2023-23940 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-31/pdf/2023-23940.pdf Notice - Privacy Act of 1974; System of Records https://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23981.html https://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23981.html Tue, 31 Oct 2023 00:00:00 -0700 2023-23981 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-31/pdf/2023-23981.pdf