<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/10/13?registers=between Fri, 27 Jun 2025 15:35:32 -0700 Fri, 27 Jun 2025 15:35:32 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/10/13?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure and Code of Mediation Procedure To Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations https://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22612.html https://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22612.html Fri, 13 Oct 2023 00:00:00 -0700 2023-22612 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-13/pdf/2023-22612.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Complex Order Rules https://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22611.html https://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22611.html Fri, 13 Oct 2023 00:00:00 -0700 2023-22611 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-13/pdf/2023-22611.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22610.html https://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22610.html Fri, 13 Oct 2023 00:00:00 -0700 2023-22610 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-13/pdf/2023-22610.pdf Proposed Rule - List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act https://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22605.html https://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22605.html Fri, 13 Oct 2023 00:00:00 -0700 2023-22605 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2023-10-13/pdf/2023-22605.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22507.html https://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22507.html Fri, 13 Oct 2023 00:00:00 -0700 2023-22507 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-13/pdf/2023-22507.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity Fees and Ports Fees https://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22506.html https://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22506.html Fri, 13 Oct 2023 00:00:00 -0700 2023-22506 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-13/pdf/2023-22506.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity Fees and Ports Fees https://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22505.html https://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22505.html Fri, 13 Oct 2023 00:00:00 -0700 2023-22505 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-13/pdf/2023-22505.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity Fees and Ports Fees https://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22504.html https://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22504.html Fri, 13 Oct 2023 00:00:00 -0700 2023-22504 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-13/pdf/2023-22504.pdf Proposed Rule - Registration for Index-Linked Annuities; Amendments to Form N-4 for Index-Linked and Variable Annuities https://regulations.justia.com/regulations/fedreg/2023/10/13/2023-21986.html https://regulations.justia.com/regulations/fedreg/2023/10/13/2023-21986.html Fri, 13 Oct 2023 00:00:00 -0700 2023-21986 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2023-10-13/pdf/2023-21986.pdf