Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/10/13?limit=200®isters=between&mode=atom2024-12-26T05:34:31-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22612.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure and Code of Mediation Procedure To Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations2023-10-13T00:00:00-07:002023-10-13T00:00:00-07:002023-22612Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-13/pdf/2023-22612.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22611.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Complex Order Rules2023-10-13T00:00:00-07:002023-10-13T00:00:00-07:002023-22611Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-13/pdf/2023-22611.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22610.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule2023-10-13T00:00:00-07:002023-10-13T00:00:00-07:002023-22610Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-13/pdf/2023-22610.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22605.htmlProposed Rule - List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act2023-10-13T00:00:00-07:002023-10-13T00:00:00-07:002023-22605Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2023-10-13/pdf/2023-22605.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22507.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule2023-10-13T00:00:00-07:002023-10-13T00:00:00-07:002023-22507Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-13/pdf/2023-22507.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22506.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity Fees and Ports Fees2023-10-13T00:00:00-07:002023-10-13T00:00:00-07:002023-22506Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-13/pdf/2023-22506.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22505.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity Fees and Ports Fees2023-10-13T00:00:00-07:002023-10-13T00:00:00-07:002023-22505Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-13/pdf/2023-22505.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22504.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity Fees and Ports Fees2023-10-13T00:00:00-07:002023-10-13T00:00:00-07:002023-22504Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-13/pdf/2023-22504.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/13/2023-21986.htmlProposed Rule - Registration for Index-Linked Annuities; Amendments to Form N-4 for Index-Linked and Variable Annuities2023-10-13T00:00:00-07:002023-10-13T00:00:00-07:002023-21986Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2023-10-13/pdf/2023-21986.pdf