<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/10/04?registers=between Thu, 26 Dec 2024 13:48:27 -0800 Thu, 26 Dec 2024 13:48:27 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/10/04?registers=between Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22012.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22012.html Wed, 04 Oct 2023 00:00:00 -0700 2023-22012 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22012.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule and Adopt Membership Fees for MEMX Options https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22011.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22011.html Wed, 04 Oct 2023 00:00:00 -0700 2023-22011 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22011.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22010.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22010.html Wed, 04 Oct 2023 00:00:00 -0700 2023-22010 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22010.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22009.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22009.html Wed, 04 Oct 2023 00:00:00 -0700 2023-22009 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22009.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Its New Fixed Midpoint Peg Order Type https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22008.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22008.html Wed, 04 Oct 2023 00:00:00 -0700 2023-22008 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22008.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq-100 Index Options With a Third-Friday-of-the-Month Expiration https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22007.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22007.html Wed, 04 Oct 2023 00:00:00 -0700 2023-22007 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22007.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE LLC; Notice of Filing of Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq-100 Index Options With a Third-Friday-of-the-Month Expiration https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22006.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22006.html Wed, 04 Oct 2023 00:00:00 -0700 2023-22006 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22006.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22033.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22033.html Wed, 04 Oct 2023 00:00:00 -0700 2023-22033 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22033.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22032.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22032.html Wed, 04 Oct 2023 00:00:00 -0700 2023-22032 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22032.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend its Fee Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22031.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22031.html Wed, 04 Oct 2023 00:00:00 -0700 2023-22031 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22031.pdf Notice - Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22049.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22049.html Wed, 04 Oct 2023 00:00:00 -0700 2023-22049 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22049.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22015.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22015.html Wed, 04 Oct 2023 00:00:00 -0700 2023-22015 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22015.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22014.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22014.html Wed, 04 Oct 2023 00:00:00 -0700 2023-22014 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22014.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22013.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22013.html Wed, 04 Oct 2023 00:00:00 -0700 2023-22013 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22013.pdf Notice - Accordant ODCE Index Fund and Accordant Investments LLC https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21893.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21893.html Wed, 04 Oct 2023 00:00:00 -0700 2023-21893 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21893.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Valkyrie Bitcoin Fund Under Nasdaq Rule 5711(d), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21946.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21946.html Wed, 04 Oct 2023 00:00:00 -0700 2023-21946 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21946.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ICC Risk Parameter Setting and Review Policy Framework https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21944.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21944.html Wed, 04 Oct 2023 00:00:00 -0700 2023-21944 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21944.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21943.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21943.html Wed, 04 Oct 2023 00:00:00 -0700 2023-21943 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21943.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Complex Order Rules https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21942.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21942.html Wed, 04 Oct 2023 00:00:00 -0700 2023-21942 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21942.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 0 of the General and Floor Rules https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21941.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21941.html Wed, 04 Oct 2023 00:00:00 -0700 2023-21941 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21941.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Its Fee Schedule Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21940.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21940.html Wed, 04 Oct 2023 00:00:00 -0700 2023-21940 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21940.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Its Rules To Adopt Monthly Options Series https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21939.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21939.html Wed, 04 Oct 2023 00:00:00 -0700 2023-21939 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21939.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to the GSD and MBSD Schedules of Haircuts for Eligible Clearing Fund Securities https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21938.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21938.html Wed, 04 Oct 2023 00:00:00 -0700 2023-21938 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21938.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Automated Price Improvement Auction Rules https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21937.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21937.html Wed, 04 Oct 2023 00:00:00 -0700 2023-21937 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21937.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to the Schedule of Haircuts for Eligible Clearing Fund Securities https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21936.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21936.html Wed, 04 Oct 2023 00:00:00 -0700 2023-21936 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21936.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22042.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22042.html Wed, 04 Oct 2023 00:00:00 -0700 2023-22042 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22042.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the NYSE Listed Company Manual To Adopt Listing Standards for Natural Asset Companies https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22041.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22041.html Wed, 04 Oct 2023 00:00:00 -0700 2023-22041 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22041.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Adopt a Quote Protection Timer https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22040.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22040.html Wed, 04 Oct 2023 00:00:00 -0700 2023-22040 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22040.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the American Century Focused Dynamic Growth ETF and the American Century Focused Large Cap Value ETF Under NYSE Arca Rule 8.601-E (Active Proxy Portfolio Shares) https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22039.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22039.html Wed, 04 Oct 2023 00:00:00 -0700 2023-22039 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22039.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Section 312.03(b) of the NYSE Listed Company Manual To Modify the Circumstances Under Which a Listed Company Must Obtain Shareholder Approval of a Sale of Securities Below the Minimum Price to a Substantial Security Holder of the Company https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22038.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22038.html Wed, 04 Oct 2023 00:00:00 -0700 2023-22038 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22038.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt a Temporary Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22037.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22037.html Wed, 04 Oct 2023 00:00:00 -0700 2023-22037 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22037.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule To Adopt a Temporary Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22036.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22036.html Wed, 04 Oct 2023 00:00:00 -0700 2023-22036 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22036.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Create a New, Non-Trading Limited Underwriter Membership Class and Impose Related Requirements for Principal Underwriting Activity https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22035.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22035.html Wed, 04 Oct 2023 00:00:00 -0700 2023-22035 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22035.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22034.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22034.html Wed, 04 Oct 2023 00:00:00 -0700 2023-22034 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22034.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Invesco Galaxy Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21968.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21968.html Wed, 04 Oct 2023 00:00:00 -0700 2023-21968 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21968.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Provide Relief Relating to Specified Option Transactions Under FINRA Rule 4210 (Margin Requirements) https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21956.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21956.html Wed, 04 Oct 2023 00:00:00 -0700 2023-21956 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21956.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rules 11.190(b)(7) and 11.190(g) https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21955.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21955.html Wed, 04 Oct 2023 00:00:00 -0700 2023-21955 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21955.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21954.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21954.html Wed, 04 Oct 2023 00:00:00 -0700 2023-21954 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21954.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 4.13 https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21953.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21953.html Wed, 04 Oct 2023 00:00:00 -0700 2023-21953 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21953.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 0 https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21952.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21952.html Wed, 04 Oct 2023 00:00:00 -0700 2023-21952 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21952.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Equities Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21951.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21951.html Wed, 04 Oct 2023 00:00:00 -0700 2023-21951 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21951.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 0 https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21950.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21950.html Wed, 04 Oct 2023 00:00:00 -0700 2023-21950 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21950.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21949.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21949.html Wed, 04 Oct 2023 00:00:00 -0700 2023-21949 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21949.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the iShares Bitcoin Trust Under Nasdaq Rule 5711(d), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21948.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21948.html Wed, 04 Oct 2023 00:00:00 -0700 2023-21948 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21948.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to, and Order Instituting Proceedings To Determine Whether To Approve or Disapprove, a Proposed Rule Change To List and Trade Shares of the Bitwise Bitcoin ETP Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21947.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21947.html Wed, 04 Oct 2023 00:00:00 -0700 2023-21947 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21947.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 0 https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21935.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21935.html Wed, 04 Oct 2023 00:00:00 -0700 2023-21935 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21935.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Establish an Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21934.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21934.html Wed, 04 Oct 2023 00:00:00 -0700 2023-21934 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21934.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule To Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21933.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21933.html Wed, 04 Oct 2023 00:00:00 -0700 2023-21933 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21933.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Six Typographical Cross-Reference Errors in IEX Rule 11.190(b) https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21932.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21932.html Wed, 04 Oct 2023 00:00:00 -0700 2023-21932 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21932.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Equity 7, Section 115 https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21931.html https://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21931.html Wed, 04 Oct 2023 00:00:00 -0700 2023-21931 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21931.pdf