<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/10/02?registers=between Thu, 26 Jun 2025 06:16:59 -0700 Thu, 26 Jun 2025 06:16:59 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/10/02?registers=between Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 307, Position Limits https://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21629.html https://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21629.html Mon, 02 Oct 2023 00:00:00 -0700 2023-21629 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21629.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Clearing Membership Policy and Clearing Membership Procedures https://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21628.html https://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21628.html Mon, 02 Oct 2023 00:00:00 -0700 2023-21628 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21628.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Renumber the MIAX Pearl Equities Rulebook https://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21627.html https://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21627.html Mon, 02 Oct 2023 00:00:00 -0700 2023-21627 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21627.pdf Notice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading https://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21626.html https://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21626.html Mon, 02 Oct 2023 00:00:00 -0700 2023-21626 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21626.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21625.html https://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21625.html Mon, 02 Oct 2023 00:00:00 -0700 2023-21625 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21625.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking To List Tier II Securities on the Exchange https://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21624.html https://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21624.html Mon, 02 Oct 2023 00:00:00 -0700 2023-21624 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21624.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Global X Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21623.html https://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21623.html Mon, 02 Oct 2023 00:00:00 -0700 2023-21623 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21623.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 3, To List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21622.html https://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21622.html Mon, 02 Oct 2023 00:00:00 -0700 2023-21622 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21622.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Wind Down Framework and Plan https://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21621.html https://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21621.html Mon, 02 Oct 2023 00:00:00 -0700 2023-21621 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21621.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2614(f) of the MIAX Pearl Equities Rulebook To Allow Self-Trade Protection Between Users That Access the Exchange Through a Direct Connection and Sponsored Access https://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21620.html https://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21620.html Mon, 02 Oct 2023 00:00:00 -0700 2023-21620 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21620.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Equity 4, Rules 3301A and 3301B To Establish New “Contra Midpoint Only” and “Contra Midpoint Only With Post-Only” Order Types and To Make Other Corresponding Changes to the Rulebook https://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21619.html https://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21619.html Mon, 02 Oct 2023 00:00:00 -0700 2023-21619 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21619.pdf Notice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21618.html https://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21618.html Mon, 02 Oct 2023 00:00:00 -0700 2023-21618 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21618.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21848.html https://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21848.html Mon, 02 Oct 2023 00:00:00 -0700 2023-21848 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21848.pdf