Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/10/02?limit=200®isters=between&mode=atom2024-12-26T15:33:33-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21629.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 307, Position Limits2023-10-02T00:00:00-07:002023-10-02T00:00:00-07:002023-21629Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21629.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21628.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Clearing Membership Policy and Clearing Membership Procedures2023-10-02T00:00:00-07:002023-10-02T00:00:00-07:002023-21628Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21628.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21627.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Renumber the MIAX Pearl Equities Rulebook2023-10-02T00:00:00-07:002023-10-02T00:00:00-07:002023-21627Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21627.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21626.htmlNotice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading2023-10-02T00:00:00-07:002023-10-02T00:00:00-07:002023-21626Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21626.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21625.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule2023-10-02T00:00:00-07:002023-10-02T00:00:00-07:002023-21625Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21625.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21624.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking To List Tier II Securities on the Exchange2023-10-02T00:00:00-07:002023-10-02T00:00:00-07:002023-21624Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21624.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21623.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Global X Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2023-10-02T00:00:00-07:002023-10-02T00:00:00-07:002023-21623Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21623.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21622.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 3, To List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2023-10-02T00:00:00-07:002023-10-02T00:00:00-07:002023-21622Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21622.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21621.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Wind Down Framework and Plan2023-10-02T00:00:00-07:002023-10-02T00:00:00-07:002023-21621Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21621.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21620.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2614(f) of the MIAX Pearl Equities Rulebook To Allow Self-Trade Protection Between Users That Access the Exchange Through a Direct Connection and Sponsored Access2023-10-02T00:00:00-07:002023-10-02T00:00:00-07:002023-21620Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21620.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21619.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Equity 4, Rules 3301A and 3301B To Establish New “Contra Midpoint Only” and “Contra Midpoint Only With Post-Only” Order Types and To Make Other Corresponding Changes to the Rulebook2023-10-02T00:00:00-07:002023-10-02T00:00:00-07:002023-21619Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21619.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21618.htmlNotice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule2023-10-02T00:00:00-07:002023-10-02T00:00:00-07:002023-21618Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21618.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21848.htmlNotice - Sunshine Act Meetings2023-10-02T00:00:00-07:002023-10-02T00:00:00-07:002023-21848Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21848.pdf