<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/09/28?registers=between Sat, 19 Jul 2025 15:29:46 -0700 Sat, 19 Jul 2025 15:29:46 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/09/28?registers=between Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 900.3NYP https://regulations.justia.com/regulations/fedreg/2023/09/28/2023-21139.html https://regulations.justia.com/regulations/fedreg/2023/09/28/2023-21139.html Thu, 28 Sep 2023 00:00:00 -0700 2023-21139 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-28/pdf/2023-21139.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend the DTC Operational Arrangements (Necessary for Securities To Become and Remain Eligible for DTC Services) https://regulations.justia.com/regulations/fedreg/2023/09/28/2023-21137.html https://regulations.justia.com/regulations/fedreg/2023/09/28/2023-21137.html Thu, 28 Sep 2023 00:00:00 -0700 2023-21137 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-28/pdf/2023-21137.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 4120 and Rule 4753 https://regulations.justia.com/regulations/fedreg/2023/09/28/2023-21136.html https://regulations.justia.com/regulations/fedreg/2023/09/28/2023-21136.html Thu, 28 Sep 2023 00:00:00 -0700 2023-21136 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-28/pdf/2023-21136.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Declaration of Effectiveness of the Fingerprint Plan of the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2023/09/28/2023-21135.html https://regulations.justia.com/regulations/fedreg/2023/09/28/2023-21135.html Thu, 28 Sep 2023 00:00:00 -0700 2023-21135 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-28/pdf/2023-21135.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 980NYP https://regulations.justia.com/regulations/fedreg/2023/09/28/2023-21134.html https://regulations.justia.com/regulations/fedreg/2023/09/28/2023-21134.html Thu, 28 Sep 2023 00:00:00 -0700 2023-21134 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-28/pdf/2023-21134.pdf Notice - Submission for OMB Review; Comment Request: Rule 15c6-2 https://regulations.justia.com/regulations/fedreg/2023/09/28/2023-21167.html https://regulations.justia.com/regulations/fedreg/2023/09/28/2023-21167.html Thu, 28 Sep 2023 00:00:00 -0700 2023-21167 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-28/pdf/2023-21167.pdf Notice - T. Rowe Price OHA Select Private Credit Fund and OHA Private Credit Advisors LLC https://regulations.justia.com/regulations/fedreg/2023/09/28/2023-21286.html https://regulations.justia.com/regulations/fedreg/2023/09/28/2023-21286.html Thu, 28 Sep 2023 00:00:00 -0700 2023-21286 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-28/pdf/2023-21286.pdf