<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/09/18?registers=between Wed, 16 Jul 2025 00:10:46 -0700 Wed, 16 Jul 2025 00:10:46 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/09/18?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20243.html https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20243.html Mon, 18 Sep 2023 00:00:00 -0700 2023-20243 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20243.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20224.html https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20224.html Mon, 18 Sep 2023 00:00:00 -0700 2023-20224 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20224.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20181.html https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20181.html Mon, 18 Sep 2023 00:00:00 -0700 2023-20181 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20181.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.3 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20080.html https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20080.html Mon, 18 Sep 2023 00:00:00 -0700 2023-20080 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20080.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.3 (Criteria for Underlying Securities) To Accelerate the Listing of Options on Certain IPOs https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20079.html https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20079.html Mon, 18 Sep 2023 00:00:00 -0700 2023-20079 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20079.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.3-O (Criteria for Underlying Securities) To Accelerate the Listing of Options on Certain IPOs https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20078.html https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20078.html Mon, 18 Sep 2023 00:00:00 -0700 2023-20078 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20078.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change To Amend MSRB Rule G-3 To Create an Exemption for Municipal Advisor Representatives From Requalification by Examination and Remove Waiver Provisions and To Amend MSRB Rule G-8 To Establish Related Books and Records Requirements https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20077.html https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20077.html Mon, 18 Sep 2023 00:00:00 -0700 2023-20077 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20077.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of a Proposed Rule Change To Modify the Package of Complimentary Services Provided to Certain Eligible Switches September 12, 2023 and Make Other Changes to IM-5900-7 and IM-5900-7A https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20087.html https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20087.html Mon, 18 Sep 2023 00:00:00 -0700 2023-20087 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20087.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Create a New, Non-Trading Limited Membership Class and Impose Related Requirements for Principal Underwriting Activity https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20086.html https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20086.html Mon, 18 Sep 2023 00:00:00 -0700 2023-20086 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20086.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20085.html https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20085.html Mon, 18 Sep 2023 00:00:00 -0700 2023-20085 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20085.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20084.html https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20084.html Mon, 18 Sep 2023 00:00:00 -0700 2023-20084 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20084.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20083.html https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20083.html Mon, 18 Sep 2023 00:00:00 -0700 2023-20083 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20083.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20082.html https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20082.html Mon, 18 Sep 2023 00:00:00 -0700 2023-20082 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20082.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20081.html https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20081.html Mon, 18 Sep 2023 00:00:00 -0700 2023-20081 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20081.pdf