Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/09/18?limit=200&registers=between&mode=atom 2024-12-21T22:04:22-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20243.html Notice - Sunshine Act Meetings 2023-09-18T00:00:00-07:00 2023-09-18T00:00:00-07:00 2023-20243 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20243.pdf https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20224.html Notice - Sunshine Act Meetings 2023-09-18T00:00:00-07:00 2023-09-18T00:00:00-07:00 2023-20224 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20224.pdf https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20181.html Notice - Sunshine Act Meetings 2023-09-18T00:00:00-07:00 2023-09-18T00:00:00-07:00 2023-20181 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20181.pdf https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20080.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.3 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs 2023-09-18T00:00:00-07:00 2023-09-18T00:00:00-07:00 2023-20080 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20080.pdf https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20079.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.3 (Criteria for Underlying Securities) To Accelerate the Listing of Options on Certain IPOs 2023-09-18T00:00:00-07:00 2023-09-18T00:00:00-07:00 2023-20079 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20079.pdf https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20078.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.3-O (Criteria for Underlying Securities) To Accelerate the Listing of Options on Certain IPOs 2023-09-18T00:00:00-07:00 2023-09-18T00:00:00-07:00 2023-20078 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20078.pdf https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20077.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change To Amend MSRB Rule G-3 To Create an Exemption for Municipal Advisor Representatives From Requalification by Examination and Remove Waiver Provisions and To Amend MSRB Rule G-8 To Establish Related Books and Records Requirements 2023-09-18T00:00:00-07:00 2023-09-18T00:00:00-07:00 2023-20077 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20077.pdf https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20087.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of a Proposed Rule Change To Modify the Package of Complimentary Services Provided to Certain Eligible Switches September 12, 2023 and Make Other Changes to IM-5900-7 and IM-5900-7A 2023-09-18T00:00:00-07:00 2023-09-18T00:00:00-07:00 2023-20087 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20087.pdf https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20086.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Create a New, Non-Trading Limited Membership Class and Impose Related Requirements for Principal Underwriting Activity 2023-09-18T00:00:00-07:00 2023-09-18T00:00:00-07:00 2023-20086 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20086.pdf https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20085.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2023-09-18T00:00:00-07:00 2023-09-18T00:00:00-07:00 2023-20085 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20085.pdf https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20084.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule 2023-09-18T00:00:00-07:00 2023-09-18T00:00:00-07:00 2023-20084 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20084.pdf https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20083.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2023-09-18T00:00:00-07:00 2023-09-18T00:00:00-07:00 2023-20083 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20083.pdf https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20082.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2023-09-18T00:00:00-07:00 2023-09-18T00:00:00-07:00 2023-20082 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20082.pdf https://regulations.justia.com/regulations/fedreg/2023/09/18/2023-20081.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule 2023-09-18T00:00:00-07:00 2023-09-18T00:00:00-07:00 2023-20081 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-18/pdf/2023-20081.pdf