<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/09/14?registers=between Sun, 22 Jun 2025 14:20:04 -0700 Sun, 22 Jun 2025 14:20:04 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/09/14?registers=between Notice - Proposed Collection; Comment Request; Extension: Rule 15g-2 https://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19853.html https://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19853.html Thu, 14 Sep 2023 00:00:00 -0700 2023-19853 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-14/pdf/2023-19853.pdf Notice - Notice of Filing and Request for Comment on ICE Clear Europe Limited's Request To Withdraw From Registration as a Clearing Agency https://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19847.html https://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19847.html Thu, 14 Sep 2023 00:00:00 -0700 2023-19847 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-14/pdf/2023-19847.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.5 https://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19846.html https://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19846.html Thu, 14 Sep 2023 00:00:00 -0700 2023-19846 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-14/pdf/2023-19846.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Option Series Program in Rule 19.5, Interpretation and Policy .05 and a Related Definition in Rule 16.1 https://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19845.html https://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19845.html Thu, 14 Sep 2023 00:00:00 -0700 2023-19845 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-14/pdf/2023-19845.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Amendments to Recovery Plan https://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19844.html https://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19844.html Thu, 14 Sep 2023 00:00:00 -0700 2023-19844 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-14/pdf/2023-19844.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Recovery and Wind-Down Plan https://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19843.html https://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19843.html Thu, 14 Sep 2023 00:00:00 -0700 2023-19843 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-14/pdf/2023-19843.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19842.html https://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19842.html Thu, 14 Sep 2023 00:00:00 -0700 2023-19842 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-14/pdf/2023-19842.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Recovery and Wind-Down Plan https://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19841.html https://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19841.html Thu, 14 Sep 2023 00:00:00 -0700 2023-19841 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-14/pdf/2023-19841.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Recovery and Wind-Down Plan https://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19840.html https://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19840.html Thu, 14 Sep 2023 00:00:00 -0700 2023-19840 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-14/pdf/2023-19840.pdf Notice - Self-Regulatory Organizations; the Fixed Income Clearing Corporation; Order Granting Approval of Proposed Rule Change To Amend and Restate the Cross-Margining Agreement Between FICC and CME https://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19839.html https://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19839.html Thu, 14 Sep 2023 00:00:00 -0700 2023-19839 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-14/pdf/2023-19839.pdf Rule - Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews https://regulations.justia.com/regulations/fedreg/2023/09/14/2023-18660.html https://regulations.justia.com/regulations/fedreg/2023/09/14/2023-18660.html Thu, 14 Sep 2023 00:00:00 -0700 2023-18660 Rule https://www.govinfo.gov/content/pkg/FR-2023-09-14/pdf/2023-18660.pdf