<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/09/13?registers=between Thu, 26 Jun 2025 20:44:57 -0700 Thu, 26 Jun 2025 20:44:57 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/09/13?registers=between Notice - Submission for OMB Review; Comment Request; Extension: Exchange Act Form 10-K https://regulations.justia.com/regulations/fedreg/2023/09/13/2023-19791.html https://regulations.justia.com/regulations/fedreg/2023/09/13/2023-19791.html Wed, 13 Sep 2023 00:00:00 -0700 2023-19791 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-13/pdf/2023-19791.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 15g-9 https://regulations.justia.com/regulations/fedreg/2023/09/13/2023-19790.html https://regulations.justia.com/regulations/fedreg/2023/09/13/2023-19790.html Wed, 13 Sep 2023 00:00:00 -0700 2023-19790 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-13/pdf/2023-19790.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 17Ac3-1(a) and Form TA-W https://regulations.justia.com/regulations/fedreg/2023/09/13/2023-19789.html https://regulations.justia.com/regulations/fedreg/2023/09/13/2023-19789.html Wed, 13 Sep 2023 00:00:00 -0700 2023-19789 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-13/pdf/2023-19789.pdf Notice - Submission for OMB Review; Comment Request; Extension: Form 20-F https://regulations.justia.com/regulations/fedreg/2023/09/13/2023-19792.html https://regulations.justia.com/regulations/fedreg/2023/09/13/2023-19792.html Wed, 13 Sep 2023 00:00:00 -0700 2023-19792 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-13/pdf/2023-19792.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 13 Concerning PIXL https://regulations.justia.com/regulations/fedreg/2023/09/13/2023-19731.html https://regulations.justia.com/regulations/fedreg/2023/09/13/2023-19731.html Wed, 13 Sep 2023 00:00:00 -0700 2023-19731 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-13/pdf/2023-19731.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 13 Concerning PRISM https://regulations.justia.com/regulations/fedreg/2023/09/13/2023-19730.html https://regulations.justia.com/regulations/fedreg/2023/09/13/2023-19730.html Wed, 13 Sep 2023 00:00:00 -0700 2023-19730 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-13/pdf/2023-19730.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Codes of Arbitration Procedure To Make Various Clarifying and Technical Changes to the Codes, Including in Response to Recommendations in the Report of Independent Counsel Lowenstein Sandler LLP https://regulations.justia.com/regulations/fedreg/2023/09/13/2023-19729.html https://regulations.justia.com/regulations/fedreg/2023/09/13/2023-19729.html Wed, 13 Sep 2023 00:00:00 -0700 2023-19729 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-13/pdf/2023-19729.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Rules 4702(b)(14) and (b)(15) Concerning Dynamic M-ELO Holding Period https://regulations.justia.com/regulations/fedreg/2023/09/13/2023-19728.html https://regulations.justia.com/regulations/fedreg/2023/09/13/2023-19728.html Wed, 13 Sep 2023 00:00:00 -0700 2023-19728 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-13/pdf/2023-19728.pdf