<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/09/11?registers=between Thu, 26 Jun 2025 21:43:22 -0700 Thu, 26 Jun 2025 21:43:22 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/09/11?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/09/11/2023-19615.html https://regulations.justia.com/regulations/fedreg/2023/09/11/2023-19615.html Mon, 11 Sep 2023 00:00:00 -0700 2023-19615 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-11/pdf/2023-19615.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 3.33.01 https://regulations.justia.com/regulations/fedreg/2023/09/11/2023-19471.html https://regulations.justia.com/regulations/fedreg/2023/09/11/2023-19471.html Mon, 11 Sep 2023 00:00:00 -0700 2023-19471 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-11/pdf/2023-19471.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Requirements Relating to the Waiver of the Code of Conduct in Listing Rule 5610 and IM-5610 https://regulations.justia.com/regulations/fedreg/2023/09/11/2023-19470.html https://regulations.justia.com/regulations/fedreg/2023/09/11/2023-19470.html Mon, 11 Sep 2023 00:00:00 -0700 2023-19470 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-11/pdf/2023-19470.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Triparty Collateral Mechanism Fee Changes https://regulations.justia.com/regulations/fedreg/2023/09/11/2023-19469.html https://regulations.justia.com/regulations/fedreg/2023/09/11/2023-19469.html Mon, 11 Sep 2023 00:00:00 -0700 2023-19469 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-11/pdf/2023-19469.pdf