<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/09/07?registers=between Wed, 25 Jun 2025 22:00:50 -0700 Wed, 25 Jun 2025 22:00:50 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/09/07?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19420.html https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19420.html Thu, 07 Sep 2023 00:00:00 -0700 2023-19420 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19420.pdf Rule - Exemption for Certain Exchange Members https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-18658.html https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-18658.html Thu, 07 Sep 2023 00:00:00 -0700 2023-18658 Rule https://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-18658.pdf Notice - Amended Order Directing the Exchanges and the Financial Industry Regulatory Authority, Inc., To File a National Market System Plan Regarding Consolidated Equity Market Data https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19311.html https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19311.html Thu, 07 Sep 2023 00:00:00 -0700 2023-19311 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19311.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 402 (Criteria for Underlying Securities) To Accelerate the Listing of Options on Certain IPOs https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19235.html https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19235.html Thu, 07 Sep 2023 00:00:00 -0700 2023-19235 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19235.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Extend the Date for Which Ad Hoc Requests for Historical Intra-Day Open-Close Report Data May Be Requested https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19234.html https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19234.html Thu, 07 Sep 2023 00:00:00 -0700 2023-19234 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19234.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Options Fee Schedule To Extend the Date for Which Ad Hoc Requests for Historical Intra-Day Open-Close Report Data May Be Requested https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19233.html https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19233.html Thu, 07 Sep 2023 00:00:00 -0700 2023-19233 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19233.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Extend the Date for Which Ad Hoc Requests for Historical Intra-Day Open-Close Report Data May Be Requested https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19232.html https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19232.html Thu, 07 Sep 2023 00:00:00 -0700 2023-19232 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19232.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 17a-7 https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19252.html https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19252.html Thu, 07 Sep 2023 00:00:00 -0700 2023-19252 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19252.pdf Notice - Proposed Collection; Comment Request; Extension: Form N-54C https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19249.html https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19249.html Thu, 07 Sep 2023 00:00:00 -0700 2023-19249 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19249.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 31a-1 https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19248.html https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19248.html Thu, 07 Sep 2023 00:00:00 -0700 2023-19248 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19248.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 0-2 https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19247.html https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19247.html Thu, 07 Sep 2023 00:00:00 -0700 2023-19247 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19247.pdf Notice - Proposed Collection; Comment Request; Extension: Form N-17F-2 https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19246.html https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19246.html Thu, 07 Sep 2023 00:00:00 -0700 2023-19246 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19246.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin ETP Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19242.html https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19242.html Thu, 07 Sep 2023 00:00:00 -0700 2023-19242 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19242.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the iShares Bitcoin Trust Under Nasdaq Rule 5711(d), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19241.html https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19241.html Thu, 07 Sep 2023 00:00:00 -0700 2023-19241 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19241.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Invesco Galaxy Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19240.html https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19240.html Thu, 07 Sep 2023 00:00:00 -0700 2023-19240 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19240.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19239.html https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19239.html Thu, 07 Sep 2023 00:00:00 -0700 2023-19239 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19239.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19238.html https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19238.html Thu, 07 Sep 2023 00:00:00 -0700 2023-19238 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19238.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the Wise Origin Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19237.html https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19237.html Thu, 07 Sep 2023 00:00:00 -0700 2023-19237 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19237.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Valkyrie Bitcoin Fund Under Nasdaq Rule 5711(d), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19236.html https://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19236.html Thu, 07 Sep 2023 00:00:00 -0700 2023-19236 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19236.pdf