<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/08/30?registers=between Wed, 25 Jun 2025 22:35:36 -0700 Wed, 25 Jun 2025 22:35:36 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/08/30?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to Alternative Display Facility New Entrant https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18677.html https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18677.html Wed, 30 Aug 2023 00:00:00 -0700 2023-18677 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-30/pdf/2023-18677.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Wind Down Framework and Plan https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18676.html https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18676.html Wed, 30 Aug 2023 00:00:00 -0700 2023-18676 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-30/pdf/2023-18676.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules in Connection With the Number of Legs of a Complex Order That May Be Entered on a Single Order Ticket at the Time of Systemization https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18675.html https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18675.html Wed, 30 Aug 2023 00:00:00 -0700 2023-18675 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-30/pdf/2023-18675.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18673.html https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18673.html Wed, 30 Aug 2023 00:00:00 -0700 2023-18673 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-30/pdf/2023-18673.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Extension of Review Period of Advance Notice Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between the Options Clearing Corporation and the National Securities Clearing Corporation https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18672.html https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18672.html Wed, 30 Aug 2023 00:00:00 -0700 2023-18672 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-30/pdf/2023-18672.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rules https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18670.html https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18670.html Wed, 30 Aug 2023 00:00:00 -0700 2023-18670 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-30/pdf/2023-18670.pdf Notice - Order Making Fiscal Year 2024 Annual Adjustments to Registration Fee Rates https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18723.html https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18723.html Wed, 30 Aug 2023 00:00:00 -0700 2023-18723 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-30/pdf/2023-18723.pdf Proposed Rule - Safeguarding Advisory Client Assets; Reopening of Comment Period https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18667.html https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18667.html Wed, 30 Aug 2023 00:00:00 -0700 2023-18667 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2023-08-30/pdf/2023-18667.pdf