Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/08/30?limit=200®isters=between&mode=atom2024-12-21T22:13:49-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18677.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to Alternative Display Facility New Entrant2023-08-30T00:00:00-07:002023-08-30T00:00:00-07:002023-18677Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-30/pdf/2023-18677.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18676.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Wind Down Framework and Plan2023-08-30T00:00:00-07:002023-08-30T00:00:00-07:002023-18676Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-30/pdf/2023-18676.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18675.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules in Connection With the Number of Legs of a Complex Order That May Be Entered on a Single Order Ticket at the Time of Systemization2023-08-30T00:00:00-07:002023-08-30T00:00:00-07:002023-18675Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-30/pdf/2023-18675.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18673.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation2023-08-30T00:00:00-07:002023-08-30T00:00:00-07:002023-18673Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-30/pdf/2023-18673.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18672.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Extension of Review Period of Advance Notice Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between the Options Clearing Corporation and the National Securities Clearing Corporation2023-08-30T00:00:00-07:002023-08-30T00:00:00-07:002023-18672Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-30/pdf/2023-18672.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18670.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rules2023-08-30T00:00:00-07:002023-08-30T00:00:00-07:002023-18670Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-30/pdf/2023-18670.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18723.htmlNotice - Order Making Fiscal Year 2024 Annual Adjustments to Registration Fee Rates2023-08-30T00:00:00-07:002023-08-30T00:00:00-07:002023-18723Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-30/pdf/2023-18723.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18667.htmlProposed Rule - Safeguarding Advisory Client Assets; Reopening of Comment Period2023-08-30T00:00:00-07:002023-08-30T00:00:00-07:002023-18667Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2023-08-30/pdf/2023-18667.pdf