<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/08/16?registers=between Thu, 26 Jun 2025 19:45:29 -0700 Thu, 26 Jun 2025 19:45:29 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/08/16?registers=between Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE National Schedule of Fees and Rebates To Adopt a Fee for Directed Orders Routed Directly by the Exchange to an Alternative Trading System https://regulations.justia.com/regulations/fedreg/2023/08/16/2023-17607.html https://regulations.justia.com/regulations/fedreg/2023/08/16/2023-17607.html Wed, 16 Aug 2023 00:00:00 -0700 2023-17607 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-16/pdf/2023-17607.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges To Adopt a Fee for Directed Orders Routed Directly by the Exchange to an Alternative Trading System https://regulations.justia.com/regulations/fedreg/2023/08/16/2023-17606.html https://regulations.justia.com/regulations/fedreg/2023/08/16/2023-17606.html Wed, 16 Aug 2023 00:00:00 -0700 2023-17606 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-16/pdf/2023-17606.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc. To Adopt a Fee for Directed Orders Routed Directly by the Exchange to an Alternative Trading System https://regulations.justia.com/regulations/fedreg/2023/08/16/2023-17605.html https://regulations.justia.com/regulations/fedreg/2023/08/16/2023-17605.html Wed, 16 Aug 2023 00:00:00 -0700 2023-17605 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-16/pdf/2023-17605.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 6.62P-O https://regulations.justia.com/regulations/fedreg/2023/08/16/2023-17604.html https://regulations.justia.com/regulations/fedreg/2023/08/16/2023-17604.html Wed, 16 Aug 2023 00:00:00 -0700 2023-17604 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-16/pdf/2023-17604.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 3 to, and Order Instituting Proceedings To Determine Whether To Approve or Disapprove, a Proposed Rule Change To List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2023/08/16/2023-17603.html https://regulations.justia.com/regulations/fedreg/2023/08/16/2023-17603.html Wed, 16 Aug 2023 00:00:00 -0700 2023-17603 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-16/pdf/2023-17603.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Related to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2023/08/16/2023-17532.html https://regulations.justia.com/regulations/fedreg/2023/08/16/2023-17532.html Wed, 16 Aug 2023 00:00:00 -0700 2023-17532 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-16/pdf/2023-17532.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, by the Options Clearing Corporation Concerning Amendment of Its Recovery and Orderly Wind-Down Plan https://regulations.justia.com/regulations/fedreg/2023/08/16/2023-17531.html https://regulations.justia.com/regulations/fedreg/2023/08/16/2023-17531.html Wed, 16 Aug 2023 00:00:00 -0700 2023-17531 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-16/pdf/2023-17531.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2023/08/16/2023-17530.html https://regulations.justia.com/regulations/fedreg/2023/08/16/2023-17530.html Wed, 16 Aug 2023 00:00:00 -0700 2023-17530 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-16/pdf/2023-17530.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning Collateral Haircuts and Standards for Clearing Banks and Letters of Credit https://regulations.justia.com/regulations/fedreg/2023/08/16/2023-17529.html https://regulations.justia.com/regulations/fedreg/2023/08/16/2023-17529.html Wed, 16 Aug 2023 00:00:00 -0700 2023-17529 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-16/pdf/2023-17529.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Related to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2023/08/16/2023-17533.html https://regulations.justia.com/regulations/fedreg/2023/08/16/2023-17533.html Wed, 16 Aug 2023 00:00:00 -0700 2023-17533 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-16/pdf/2023-17533.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Adopt a Fee for Directed Orders Routed Directly by the Exchange to an Alternative Trading System https://regulations.justia.com/regulations/fedreg/2023/08/16/2023-17609.html https://regulations.justia.com/regulations/fedreg/2023/08/16/2023-17609.html Wed, 16 Aug 2023 00:00:00 -0700 2023-17609 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-16/pdf/2023-17609.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List To Adopt a Fee for Directed Orders Routed Directly by the Exchange to an Alternative Trading System https://regulations.justia.com/regulations/fedreg/2023/08/16/2023-17608.html https://regulations.justia.com/regulations/fedreg/2023/08/16/2023-17608.html Wed, 16 Aug 2023 00:00:00 -0700 2023-17608 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-16/pdf/2023-17608.pdf