<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/08/14?registers=between Sun, 22 Jun 2025 20:47:13 -0700 Sun, 22 Jun 2025 20:47:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/08/14?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17479.html https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17479.html Mon, 14 Aug 2023 00:00:00 -0700 2023-17479 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-14/pdf/2023-17479.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17308.html https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17308.html Mon, 14 Aug 2023 00:00:00 -0700 2023-17308 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-14/pdf/2023-17308.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17307.html https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17307.html Mon, 14 Aug 2023 00:00:00 -0700 2023-17307 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-14/pdf/2023-17307.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17306.html https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17306.html Mon, 14 Aug 2023 00:00:00 -0700 2023-17306 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-14/pdf/2023-17306.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 2614, 2617, and 2626 of the MIAX Pearl Equities Rulebook https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17305.html https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17305.html Mon, 14 Aug 2023 00:00:00 -0700 2023-17305 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-14/pdf/2023-17305.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Options Exchange Fee Schedule To Modify the Excessive Quoting Fee https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17304.html https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17304.html Mon, 14 Aug 2023 00:00:00 -0700 2023-17304 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-14/pdf/2023-17304.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17303.html https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17303.html Mon, 14 Aug 2023 00:00:00 -0700 2023-17303 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-14/pdf/2023-17303.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving a Proposed Rule Change To Make Certain Enhancements to the Gap Risk Measure and the VaR Charge https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17302.html https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17302.html Mon, 14 Aug 2023 00:00:00 -0700 2023-17302 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-14/pdf/2023-17302.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17301.html https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17301.html Mon, 14 Aug 2023 00:00:00 -0700 2023-17301 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-14/pdf/2023-17301.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17300.html https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17300.html Mon, 14 Aug 2023 00:00:00 -0700 2023-17300 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-14/pdf/2023-17300.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 15c1-7 https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17320.html https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17320.html Mon, 14 Aug 2023 00:00:00 -0700 2023-17320 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-14/pdf/2023-17320.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 3a-8 https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17319.html https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17319.html Mon, 14 Aug 2023 00:00:00 -0700 2023-17319 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-14/pdf/2023-17319.pdf