<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/08/09?registers=between Mon, 23 Jun 2025 09:38:10 -0700 Mon, 23 Jun 2025 09:38:10 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/08/09?registers=between Proposed Rule - Conflicts of Interest Associated With the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers https://regulations.justia.com/regulations/fedreg/2023/08/09/2023-16377.html https://regulations.justia.com/regulations/fedreg/2023/08/09/2023-16377.html Wed, 09 Aug 2023 00:00:00 -0700 2023-16377 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2023-08-09/pdf/2023-16377.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 17a-10 https://regulations.justia.com/regulations/fedreg/2023/08/09/2023-16992.html https://regulations.justia.com/regulations/fedreg/2023/08/09/2023-16992.html Wed, 09 Aug 2023 00:00:00 -0700 2023-16992 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-09/pdf/2023-16992.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 19b-7 and Form 19b-7 https://regulations.justia.com/regulations/fedreg/2023/08/09/2023-16991.html https://regulations.justia.com/regulations/fedreg/2023/08/09/2023-16991.html Wed, 09 Aug 2023 00:00:00 -0700 2023-16991 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-09/pdf/2023-16991.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product https://regulations.justia.com/regulations/fedreg/2023/08/09/2023-16988.html https://regulations.justia.com/regulations/fedreg/2023/08/09/2023-16988.html Wed, 09 Aug 2023 00:00:00 -0700 2023-16988 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-09/pdf/2023-16988.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 0 https://regulations.justia.com/regulations/fedreg/2023/08/09/2023-16987.html https://regulations.justia.com/regulations/fedreg/2023/08/09/2023-16987.html Wed, 09 Aug 2023 00:00:00 -0700 2023-16987 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-09/pdf/2023-16987.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product https://regulations.justia.com/regulations/fedreg/2023/08/09/2023-16983.html https://regulations.justia.com/regulations/fedreg/2023/08/09/2023-16983.html Wed, 09 Aug 2023 00:00:00 -0700 2023-16983 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-09/pdf/2023-16983.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 10b-17 https://regulations.justia.com/regulations/fedreg/2023/08/09/2023-17033.html https://regulations.justia.com/regulations/fedreg/2023/08/09/2023-17033.html Wed, 09 Aug 2023 00:00:00 -0700 2023-17033 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-09/pdf/2023-17033.pdf