<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/08/03?registers=between Thu, 26 Jun 2025 22:30:19 -0700 Thu, 26 Jun 2025 22:30:19 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/08/03?registers=between Notice - Submission for OMB Review; Comment Request; Extension: Rule 17Ab2-1 and Form CA-1 https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16546.html https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16546.html Thu, 03 Aug 2023 00:00:00 -0700 2023-16546 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-16546.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.9(f) To Allow Match Trade Prevention Between Users That Access the Exchange With Both a Direct Connection and Sponsored Access https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16507.html https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16507.html Thu, 03 Aug 2023 00:00:00 -0700 2023-16507 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-16507.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.10(d) To Allow EdgeRisk Self Trade Protection Between Users That Access the Exchange With Both a Direct Connection and Sponsored Access https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16506.html https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16506.html Thu, 03 Aug 2023 00:00:00 -0700 2023-16506 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-16506.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.10(d) To Allow EdgeRisk Self Trade Protection Between Users That Access the Exchange With Both a Direct Connection and Sponsored Access https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16505.html https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16505.html Thu, 03 Aug 2023 00:00:00 -0700 2023-16505 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-16505.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.9(f) To Allow Match Trade Prevention Between Users That Access the Exchange With Both a Direct Connection and Sponsored Access https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16504.html https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16504.html Thu, 03 Aug 2023 00:00:00 -0700 2023-16504 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-16504.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide an Additional Means of Access to the Member Firm Portal Through an Application Programming Interface https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16503.html https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16503.html Thu, 03 Aug 2023 00:00:00 -0700 2023-16503 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-16503.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide an Additional Means of Access to the Member Firm Portal Through an Application Programming Interface https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16502.html https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16502.html Thu, 03 Aug 2023 00:00:00 -0700 2023-16502 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-16502.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide an Additional Means of Access to the Member Firm Portal Through an Application Programming Interface https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16501.html https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16501.html Thu, 03 Aug 2023 00:00:00 -0700 2023-16501 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-16501.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Securities Listed on the Exchange, Which Are Set Forth in BZX Rule 14.13, Company Listing Fees https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16500.html https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16500.html Thu, 03 Aug 2023 00:00:00 -0700 2023-16500 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-16500.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish Listing Standards Related To Notification and Disclosure of Reverse Stock Splits https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16499.html https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16499.html Thu, 03 Aug 2023 00:00:00 -0700 2023-16499 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-16499.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 206(4)-6 https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16542.html https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16542.html Thu, 03 Aug 2023 00:00:00 -0700 2023-16542 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-16542.pdf Notice - Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16491.html https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16491.html Thu, 03 Aug 2023 00:00:00 -0700 2023-16491 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-16491.pdf Rule - Money Market Fund Reforms; Form PF Reporting Requirements for Large Liquidity Fund Advisers; Technical Amendments to Form N-CSR and Form N-1A https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-15124.html https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-15124.html Thu, 03 Aug 2023 00:00:00 -0700 2023-15124 Rule https://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-15124.pdf Notice - Order Granting a Temporary Conditional Exemption Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 and Rule 608(e) of Regulation NMS Under the Exchange Act, Relating to the Reporting of Certain Activities on the Floor of National Securities Exchanges and Certain Activities by Industry Members Off Exchange Floors, as Required by Section 6.4(d) of the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16518.html https://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16518.html Thu, 03 Aug 2023 00:00:00 -0700 2023-16518 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-16518.pdf