<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/08/01?registers=between Mon, 23 Jun 2025 22:04:11 -0700 Mon, 23 Jun 2025 22:04:11 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/08/01?registers=between Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16247.html https://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16247.html Tue, 01 Aug 2023 00:00:00 -0700 2023-16247 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-01/pdf/2023-16247.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16246.html https://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16246.html Tue, 01 Aug 2023 00:00:00 -0700 2023-16246 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-01/pdf/2023-16246.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16245.html https://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16245.html Tue, 01 Aug 2023 00:00:00 -0700 2023-16245 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-01/pdf/2023-16245.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16244.html https://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16244.html Tue, 01 Aug 2023 00:00:00 -0700 2023-16244 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-01/pdf/2023-16244.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16242.html https://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16242.html Tue, 01 Aug 2023 00:00:00 -0700 2023-16242 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-01/pdf/2023-16242.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16241.html https://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16241.html Tue, 01 Aug 2023 00:00:00 -0700 2023-16241 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-01/pdf/2023-16241.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16240.html https://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16240.html Tue, 01 Aug 2023 00:00:00 -0700 2023-16240 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-01/pdf/2023-16240.pdf Proposed Rule - Exemption for Certain Investment Advisers Operating Through the Internet https://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16287.html https://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16287.html Tue, 01 Aug 2023 00:00:00 -0700 2023-16287 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2023-08-01/pdf/2023-16287.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Setting Aside Action by Delegated Authority and Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Requirements for Covered Agency Transactions Under FINRA Rule 4210 (Margin Requirements) as Approved Pursuant to SR-FINRA-2015-036 https://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16267.html https://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16267.html Tue, 01 Aug 2023 00:00:00 -0700 2023-16267 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-01/pdf/2023-16267.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16239.html https://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16239.html Tue, 01 Aug 2023 00:00:00 -0700 2023-16239 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-01/pdf/2023-16239.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 17a-5 https://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16226.html https://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16226.html Tue, 01 Aug 2023 00:00:00 -0700 2023-16226 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-01/pdf/2023-16226.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rules 15Ba1-1 through 15Ba1-8 https://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16311.html https://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16311.html Tue, 01 Aug 2023 00:00:00 -0700 2023-16311 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-01/pdf/2023-16311.pdf