<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/07/31?registers=between Sun, 22 Jun 2025 09:01:53 -0700 Sun, 22 Jun 2025 09:01:53 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/07/31?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16288.html https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16288.html Mon, 31 Jul 2023 00:00:00 -0700 2023-16288 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16288.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules To Provide Users With a Risk Setting They May Elect To Apply to Their Orders That Will Allow Them To Reject Market Orders During Continuous Trading and/or Auctions https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16113.html https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16113.html Mon, 31 Jul 2023 00:00:00 -0700 2023-16113 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16113.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules To Provide Users With a Risk Setting They May Elect To Apply to their Orders That Will Allow Them To Reject Market Orders During Continuous Trading and/or Auctions https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16112.html https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16112.html Mon, 31 Jul 2023 00:00:00 -0700 2023-16112 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16112.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules To Provide Users With a Risk Setting They May Elect To Apply to Their Orders That Will Allow Them To Reject Market Orders During Continuous Trading and/or Auctions https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16111.html https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16111.html Mon, 31 Jul 2023 00:00:00 -0700 2023-16111 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16111.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Create a New, Non-Trading Limited Membership Class and Impose Related Requirements for Principal Underwriting Activity https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16110.html https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16110.html Mon, 31 Jul 2023 00:00:00 -0700 2023-16110 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16110.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend MSRB Rule G-3 To Create an Exemption for Municipal Advisor Representatives From Requalification by Examination and Remove Waiver Provisions and To Amend MSRB Rule G-8 To Establish Related Books and Records Requirements https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16109.html https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16109.html Mon, 31 Jul 2023 00:00:00 -0700 2023-16109 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16109.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules To Provide Users With a Risk Setting They May Elect To Apply to Their Orders That Will Allow Them To Reject Market Orders During Continuous Trading and/or Auctions https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16108.html https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16108.html Mon, 31 Jul 2023 00:00:00 -0700 2023-16108 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16108.pdf Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 2.160 To Provide Eligible Individuals Another Opportunity To Elect To Participate in the Maintaining Qualifications Program https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16107.html https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16107.html Mon, 31 Jul 2023 00:00:00 -0700 2023-16107 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16107.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust Under NYSE Arca Rule 8.201-E https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16125.html https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16125.html Mon, 31 Jul 2023 00:00:00 -0700 2023-16125 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16125.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 4752, 4753, and 4754 https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16124.html https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16124.html Mon, 31 Jul 2023 00:00:00 -0700 2023-16124 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16124.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16122.html https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16122.html Mon, 31 Jul 2023 00:00:00 -0700 2023-16122 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16122.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 and Partial Amendment No. 2, Relating to Amendments to the Outsourcing Policy https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16118.html https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16118.html Mon, 31 Jul 2023 00:00:00 -0700 2023-16118 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16118.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 17a-19 and Form X-17A-19 https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16101.html https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16101.html Mon, 31 Jul 2023 00:00:00 -0700 2023-16101 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16101.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 30e-1 https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16100.html https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16100.html Mon, 31 Jul 2023 00:00:00 -0700 2023-16100 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16100.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 17Ad-3(b) https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16099.html https://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16099.html Mon, 31 Jul 2023 00:00:00 -0700 2023-16099 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16099.pdf