Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/07/31?limit=200®isters=between&mode=atom2024-12-21T21:34:34-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16288.htmlNotice - Sunshine Act Meetings2023-07-31T00:00:00-07:002023-07-31T00:00:00-07:002023-16288Noticehttps://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16288.pdfhttps://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16113.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules To Provide Users With a Risk Setting They May Elect To Apply to Their Orders That Will Allow Them To Reject Market Orders During Continuous Trading and/or Auctions2023-07-31T00:00:00-07:002023-07-31T00:00:00-07:002023-16113Noticehttps://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16113.pdfhttps://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16112.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules To Provide Users With a Risk Setting They May Elect To Apply to their Orders That Will Allow Them To Reject Market Orders During Continuous Trading and/or Auctions2023-07-31T00:00:00-07:002023-07-31T00:00:00-07:002023-16112Noticehttps://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16112.pdfhttps://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16111.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules To Provide Users With a Risk Setting They May Elect To Apply to Their Orders That Will Allow Them To Reject Market Orders During Continuous Trading and/or Auctions2023-07-31T00:00:00-07:002023-07-31T00:00:00-07:002023-16111Noticehttps://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16111.pdfhttps://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16110.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Create a New, Non-Trading Limited Membership Class and Impose Related Requirements for Principal Underwriting Activity2023-07-31T00:00:00-07:002023-07-31T00:00:00-07:002023-16110Noticehttps://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16110.pdfhttps://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16109.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend MSRB Rule G-3 To Create an Exemption for Municipal Advisor Representatives From Requalification by Examination and Remove Waiver Provisions and To Amend MSRB Rule G-8 To Establish Related Books and Records Requirements2023-07-31T00:00:00-07:002023-07-31T00:00:00-07:002023-16109Noticehttps://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16109.pdfhttps://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16108.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules To Provide Users With a Risk Setting They May Elect To Apply to Their Orders That Will Allow Them To Reject Market Orders During Continuous Trading and/or Auctions2023-07-31T00:00:00-07:002023-07-31T00:00:00-07:002023-16108Noticehttps://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16108.pdfhttps://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16107.htmlNotice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 2.160 To Provide Eligible Individuals Another Opportunity To Elect To Participate in the Maintaining Qualifications Program2023-07-31T00:00:00-07:002023-07-31T00:00:00-07:002023-16107Noticehttps://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16107.pdfhttps://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16125.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust Under NYSE Arca Rule 8.201-E2023-07-31T00:00:00-07:002023-07-31T00:00:00-07:002023-16125Noticehttps://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16125.pdfhttps://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16124.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 4752, 4753, and 47542023-07-31T00:00:00-07:002023-07-31T00:00:00-07:002023-16124Noticehttps://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16124.pdfhttps://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16122.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2023-07-31T00:00:00-07:002023-07-31T00:00:00-07:002023-16122Noticehttps://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16122.pdfhttps://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16118.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 and Partial Amendment No. 2, Relating to Amendments to the Outsourcing Policy2023-07-31T00:00:00-07:002023-07-31T00:00:00-07:002023-16118Noticehttps://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16118.pdfhttps://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16101.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17a-19 and Form X-17A-192023-07-31T00:00:00-07:002023-07-31T00:00:00-07:002023-16101Noticehttps://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16101.pdfhttps://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16100.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 30e-12023-07-31T00:00:00-07:002023-07-31T00:00:00-07:002023-16100Noticehttps://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16100.pdfhttps://regulations.justia.com/regulations/fedreg/2023/07/31/2023-16099.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17Ad-3(b)2023-07-31T00:00:00-07:002023-07-31T00:00:00-07:002023-16099Noticehttps://www.govinfo.gov/content/pkg/FR-2023-07-31/pdf/2023-16099.pdf