<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/06/15?registers=between Wed, 25 Jun 2025 20:26:53 -0700 Wed, 25 Jun 2025 20:26:53 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/06/15?registers=between Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt New Section 811 of the NYSE American Company Guide To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12759.html https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12759.html Thu, 15 Jun 2023 00:00:00 -0700 2023-12759 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-15/pdf/2023-12759.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Establish Listing Standards Related to Recovery of Erroneously Awarded Executive Compensation https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12757.html https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12757.html Thu, 15 Jun 2023 00:00:00 -0700 2023-12757 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-15/pdf/2023-12757.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enhance Its Drill-Through Protection Processes for Simple Orders and Make Other Clarifying Changes https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12756.html https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12756.html Thu, 15 Jun 2023 00:00:00 -0700 2023-12756 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-15/pdf/2023-12756.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12755.html https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12755.html Thu, 15 Jun 2023 00:00:00 -0700 2023-12755 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-15/pdf/2023-12755.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12754.html https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12754.html Thu, 15 Jun 2023 00:00:00 -0700 2023-12754 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-15/pdf/2023-12754.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Make the Nonstandard Expirations Pilot Program Permanent https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12753.html https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12753.html Thu, 15 Jun 2023 00:00:00 -0700 2023-12753 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-15/pdf/2023-12753.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Make Permanent the Operation of its Pilot Program That Allows the Exchange To List P.M.-Settled Third Friday-of-the-Month Mini-SPX Index (“XSP”) Options and Mini-Russell 2000 Index (“MRUT”) Options Series https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12752.html https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12752.html Thu, 15 Jun 2023 00:00:00 -0700 2023-12752 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-15/pdf/2023-12752.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12764.html https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12764.html Thu, 15 Jun 2023 00:00:00 -0700 2023-12764 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-15/pdf/2023-12764.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12763.html https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12763.html Thu, 15 Jun 2023 00:00:00 -0700 2023-12763 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-15/pdf/2023-12763.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt Listing Rules To Require Companies Listed on the Exchange To Develop, Implement, and Disclose a Written Compensation Recovery Policy To Comply With Rule 10D-1 Under the Exchange Act and Make Other Related Changes https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12762.html https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12762.html Thu, 15 Jun 2023 00:00:00 -0700 2023-12762 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-15/pdf/2023-12762.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt New NYSE Chicago Rule 29 To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12761.html https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12761.html Thu, 15 Jun 2023 00:00:00 -0700 2023-12761 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-15/pdf/2023-12761.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt New NYSE Arca Rule 5.3-E(p) To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12760.html https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12760.html Thu, 15 Jun 2023 00:00:00 -0700 2023-12760 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-15/pdf/2023-12760.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12996.html https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12996.html Thu, 15 Jun 2023 00:00:00 -0700 2023-12996 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-15/pdf/2023-12996.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12890.html https://regulations.justia.com/regulations/fedreg/2023/06/15/2023-12890.html Thu, 15 Jun 2023 00:00:00 -0700 2023-12890 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-15/pdf/2023-12890.pdf