<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/05/12?registers=between Tue, 24 Jun 2025 06:40:36 -0700 Tue, 24 Jun 2025 06:40:36 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/05/12?registers=between Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of its Flexible Exchange Options (“FLEX Options”) Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10126.html https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10126.html Fri, 12 May 2023 00:00:00 -0700 2023-10126 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-12/pdf/2023-10126.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.8 Regarding Certain Cancel-Replace Messages https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10124.html https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10124.html Fri, 12 May 2023 00:00:00 -0700 2023-10124 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-12/pdf/2023-10124.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.32 Regarding Certain Cancel-Replace Messages https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10123.html https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10123.html Fri, 12 May 2023 00:00:00 -0700 2023-10123 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-12/pdf/2023-10123.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 22d-1 https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10116.html https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10116.html Fri, 12 May 2023 00:00:00 -0700 2023-10116 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-12/pdf/2023-10116.pdf Notice - Calamos Aksia Alternative Credit and Income Fund, et al. https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10134.html https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10134.html Fri, 12 May 2023 00:00:00 -0700 2023-10134 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-12/pdf/2023-10134.pdf Notice - Hennessy Funds Trust and Hennessy Advisors, Inc. https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10133.html https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10133.html Fri, 12 May 2023 00:00:00 -0700 2023-10133 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-12/pdf/2023-10133.pdf Notice - SEI Alternative Income Fund, et al. https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10132.html https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10132.html Fri, 12 May 2023 00:00:00 -0700 2023-10132 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-12/pdf/2023-10132.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10129.html https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10129.html Fri, 12 May 2023 00:00:00 -0700 2023-10129 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-12/pdf/2023-10129.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.8 Regarding Certain Cancel-Replace Messages https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10128.html https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10128.html Fri, 12 May 2023 00:00:00 -0700 2023-10128 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-12/pdf/2023-10128.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2622, Limit Up-Limit Down Plan and Trading Halts https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10127.html https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10127.html Fri, 12 May 2023 00:00:00 -0700 2023-10127 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-12/pdf/2023-10127.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 17f-5 https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10115.html https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10115.html Fri, 12 May 2023 00:00:00 -0700 2023-10115 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-12/pdf/2023-10115.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 8c-1 https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10114.html https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10114.html Fri, 12 May 2023 00:00:00 -0700 2023-10114 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-12/pdf/2023-10114.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 22e-4 https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10113.html https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10113.html Fri, 12 May 2023 00:00:00 -0700 2023-10113 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-12/pdf/2023-10113.pdf