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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/05/11?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/05/11?registers=between
Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 3
https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10031.html
https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10031.htmlThu, 11 May 2023 00:00:00 -07002023-10031Noticehttps://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10031.pdfNotice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Change to NFA Compliance Rule 2-9(c) and the Interpretive Notice Entitled “NFA Compliance Rule 2-9: FCM and IB Anti-Money Laundering Program”
https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10030.html
https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10030.htmlThu, 11 May 2023 00:00:00 -07002023-10030Noticehttps://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10030.pdfNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Granting Approval of Proposed Rule Change by the Options Clearing Corporation Concerning the Amendment of Its Clearing Membership Standards
https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10029.html
https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10029.htmlThu, 11 May 2023 00:00:00 -07002023-10029Noticehttps://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10029.pdfNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its SPXPM Pilot Program
https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10028.html
https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10028.htmlThu, 11 May 2023 00:00:00 -07002023-10028Noticehttps://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10028.pdfNotice - Proposed Collection; Comment Request; Extension: Form N-PX
https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10002.html
https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10002.htmlThu, 11 May 2023 00:00:00 -07002023-10002Noticehttps://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10002.pdfNotice - Proposed Collection; Comment Request; Extension: Rule 30e-1
https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10000.html
https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10000.htmlThu, 11 May 2023 00:00:00 -07002023-10000Noticehttps://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10000.pdfNotice - Proposed Collection; Comment Request; Extension: Amendments to the National Market System Plan Governing the Consolidated Audit Trail
https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-09997.html
https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-09997.htmlThu, 11 May 2023 00:00:00 -07002023-09997Noticehttps://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-09997.pdfNotice - Proposed Collection; Comment Request; Extension: Joint Standards for Assessing the Diversity Policies and Practices of Entities Regulated by the Agencies
https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-09996.html
https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-09996.htmlThu, 11 May 2023 00:00:00 -07002023-09996Noticehttps://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-09996.pdfNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10037.html
https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10037.htmlThu, 11 May 2023 00:00:00 -07002023-10037Noticehttps://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10037.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10036.html
https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10036.htmlThu, 11 May 2023 00:00:00 -07002023-10036Noticehttps://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10036.pdfNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew an Existing Pilot Program Until November 6, 2023
https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10034.html
https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10034.htmlThu, 11 May 2023 00:00:00 -07002023-10034Noticehttps://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10034.pdf