Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/05/08?limit=200&registers=between&mode=atom 2024-12-22T17:06:24-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09852.html Notice - Sunshine Act Meetings 2023-05-08T00:00:00-07:00 2023-05-08T00:00:00-07:00 2023-09852 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-08/pdf/2023-09852.pdf https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09686.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule G-27 To Further Extend the Current Regulatory Relief for Remote Office Inspections Through June 30, 2024 and Amend MSRB Rule G-16 To Delete Temporary Relief for the Initiation of Periodic Compliance Examinations of Dealers by the Examining Authorities 2023-05-08T00:00:00-07:00 2023-05-08T00:00:00-07:00 2023-09686 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-08/pdf/2023-09686.pdf https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09685.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend the Fee Schedule To Modify Certain Connectivity and Port Fees 2023-05-08T00:00:00-07:00 2023-05-08T00:00:00-07:00 2023-09685 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-08/pdf/2023-09685.pdf https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09684.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 307, Position Limits 2023-05-08T00:00:00-07:00 2023-05-08T00:00:00-07:00 2023-09684 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-08/pdf/2023-09684.pdf https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09683.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Modify Certain Connectivity and Port Fees 2023-05-08T00:00:00-07:00 2023-05-08T00:00:00-07:00 2023-09683 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-08/pdf/2023-09683.pdf https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09681.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity and Port Fees 2023-05-08T00:00:00-07:00 2023-05-08T00:00:00-07:00 2023-09681 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-08/pdf/2023-09681.pdf https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09680.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish a Monthly Dividend Strategy Fee Cap for Dividend Strategy Qualified Open Outcry Orders 2023-05-08T00:00:00-07:00 2023-05-08T00:00:00-07:00 2023-09680 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-08/pdf/2023-09680.pdf https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09679.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule To Modify Certain Connectivity and Port Fees 2023-05-08T00:00:00-07:00 2023-05-08T00:00:00-07:00 2023-09679 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-08/pdf/2023-09679.pdf https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09678.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4 Regarding Qualified Contingent Cross Growth Tier Rebate 2023-05-08T00:00:00-07:00 2023-05-08T00:00:00-07:00 2023-09678 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-08/pdf/2023-09678.pdf https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09674.html Notice - Submission for OMB Review; Comment Request; Extension: Form ADV-H 2023-05-08T00:00:00-07:00 2023-05-08T00:00:00-07:00 2023-09674 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-08/pdf/2023-09674.pdf