<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/04/28?registers=between Fri, 15 Aug 2025 22:34:15 -0700 Fri, 15 Aug 2025 22:34:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/04/28?registers=between Notice - Silver Point Specialty Lending Fund, et al. https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08993.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08993.html Fri, 28 Apr 2023 00:00:00 -0700 2023-08993 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-08993.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Make Permanent the Operation of its Flexible Exchange Options Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08987.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08987.html Fri, 28 Apr 2023 00:00:00 -0700 2023-08987 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-08987.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Make Permanent the Operation of the Program That Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index (“S&P 500”) Options (“SPX”) Series https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08986.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08986.html Fri, 28 Apr 2023 00:00:00 -0700 2023-08986 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-08986.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Make Permanent the Operation of Its Program (“Pilot Program”) That Allows the Exchange To List P.M.-Settled Third Friday-of-the-Month Mini-SPX Index (“XSP”) Options and Mini-Russell 2000 Index (“MRUT”) Options Series https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08985.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08985.html Fri, 28 Apr 2023 00:00:00 -0700 2023-08985 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-08985.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08984.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08984.html Fri, 28 Apr 2023 00:00:00 -0700 2023-08984 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-08984.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Listing Rules To Require Companies Listed on the Exchange To Develop, Implement, and Disclose a Written Compensation Recovery Policy To Comply With Rule 10D-1 Under the Exchange Act and Make Other Related Changes https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08983.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08983.html Fri, 28 Apr 2023 00:00:00 -0700 2023-08983 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-08983.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt New NYSE Chicago Rule 29 To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08982.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08982.html Fri, 28 Apr 2023 00:00:00 -0700 2023-08982 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-08982.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt New NYSE Arca Rule 5.3-E(p) To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08981.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08981.html Fri, 28 Apr 2023 00:00:00 -0700 2023-08981 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-08981.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt New Section 811 of NYSE American Company Guide To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08980.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08980.html Fri, 28 Apr 2023 00:00:00 -0700 2023-08980 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-08980.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX's Pricing Schedule at Options 7 https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08979.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08979.html Fri, 28 Apr 2023 00:00:00 -0700 2023-08979 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-08979.pdf Notice - Self-Regulatory Organizations; Cboe Futures Exchange, LLC; Notice of a Filing of a Proposed Rule Change Regarding Reporting Requirements for Exchange of Contract for Related Position Transactions and Block Trades https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08978.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08978.html Fri, 28 Apr 2023 00:00:00 -0700 2023-08978 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-08978.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt New Section 303A.14 of the NYSE Listed Company Manual To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08977.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08977.html Fri, 28 Apr 2023 00:00:00 -0700 2023-08977 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-08977.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Establish Listing Standards Related to Recovery of Erroneously Awarded Executive Compensation https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08976.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08976.html Fri, 28 Apr 2023 00:00:00 -0700 2023-08976 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-08976.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-09162.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-09162.html Fri, 28 Apr 2023 00:00:00 -0700 2023-09162 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-09162.pdf