<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/04/18?registers=between Mon, 23 Jun 2025 22:28:57 -0700 Mon, 23 Jun 2025 22:28:57 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/04/18?registers=between Proposed Rule - Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report https://regulations.justia.com/regulations/fedreg/2023/04/18/2023-06330.html https://regulations.justia.com/regulations/fedreg/2023/04/18/2023-06330.html Tue, 18 Apr 2023 00:00:00 -0700 2023-06330 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2023-04-18/pdf/2023-06330.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts https://regulations.justia.com/regulations/fedreg/2023/04/18/2023-08146.html https://regulations.justia.com/regulations/fedreg/2023/04/18/2023-08146.html Tue, 18 Apr 2023 00:00:00 -0700 2023-08146 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-18/pdf/2023-08146.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Codes of Arbitration Procedure To Make Various Clarifying and Technical Changes to the Codes, Including in Response to Recommendations in the Report of Independent Counsel Lowenstein Sandler LLP https://regulations.justia.com/regulations/fedreg/2023/04/18/2023-08145.html https://regulations.justia.com/regulations/fedreg/2023/04/18/2023-08145.html Tue, 18 Apr 2023 00:00:00 -0700 2023-08145 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-18/pdf/2023-08145.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Credits at Equity 7, Section 118 https://regulations.justia.com/regulations/fedreg/2023/04/18/2023-08144.html https://regulations.justia.com/regulations/fedreg/2023/04/18/2023-08144.html Tue, 18 Apr 2023 00:00:00 -0700 2023-08144 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-18/pdf/2023-08144.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/04/18/2023-08143.html https://regulations.justia.com/regulations/fedreg/2023/04/18/2023-08143.html Tue, 18 Apr 2023 00:00:00 -0700 2023-08143 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-18/pdf/2023-08143.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2023/04/18/2023-08142.html https://regulations.justia.com/regulations/fedreg/2023/04/18/2023-08142.html Tue, 18 Apr 2023 00:00:00 -0700 2023-08142 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-18/pdf/2023-08142.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/04/18/2023-08141.html https://regulations.justia.com/regulations/fedreg/2023/04/18/2023-08141.html Tue, 18 Apr 2023 00:00:00 -0700 2023-08141 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-18/pdf/2023-08141.pdf