<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/04/10?registers=between
Sat, 11 Jan 2025 19:56:36 -0800Sat, 11 Jan 2025 19:56:36 -0800Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/04/10?registers=between
Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Several IEX Rules To Permit, and in Some Instances Require, Electronic Service and Filing of Documents in Disciplinary and Other Proceedings
https://regulations.justia.com/regulations/fedreg/2023/04/10/2023-07415.html
https://regulations.justia.com/regulations/fedreg/2023/04/10/2023-07415.htmlMon, 10 Apr 2023 00:00:00 -07002023-07415Noticehttps://www.govinfo.gov/content/pkg/FR-2023-04-10/pdf/2023-07415.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 902.02 of the NYSE Listed Company Manual With Respect to the Qualification of Eligible Portfolio Companies of an Investment Management Entity for the Investment Management Entity Group Fee Discount
https://regulations.justia.com/regulations/fedreg/2023/04/10/2023-07414.html
https://regulations.justia.com/regulations/fedreg/2023/04/10/2023-07414.htmlMon, 10 Apr 2023 00:00:00 -07002023-07414Noticehttps://www.govinfo.gov/content/pkg/FR-2023-04-10/pdf/2023-07414.pdfNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Administrative Updates to DTC's Rules, Organization Certificate, and Certain Service Guides
https://regulations.justia.com/regulations/fedreg/2023/04/10/2023-07413.html
https://regulations.justia.com/regulations/fedreg/2023/04/10/2023-07413.htmlMon, 10 Apr 2023 00:00:00 -07002023-07413Noticehttps://www.govinfo.gov/content/pkg/FR-2023-04-10/pdf/2023-07413.pdfNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Administrative Updates to NSCC's Rules and Certificate of Incorporation
https://regulations.justia.com/regulations/fedreg/2023/04/10/2023-07412.html
https://regulations.justia.com/regulations/fedreg/2023/04/10/2023-07412.htmlMon, 10 Apr 2023 00:00:00 -07002023-07412Noticehttps://www.govinfo.gov/content/pkg/FR-2023-04-10/pdf/2023-07412.pdfNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of and Immediate Effectiveness of a Proposed Rule Change To Make Administrative Updates to FICC's GSD Rules, MBSD Rules, EPN Rules, and Restated Certificate of Incorporation
https://regulations.justia.com/regulations/fedreg/2023/04/10/2023-07411.html
https://regulations.justia.com/regulations/fedreg/2023/04/10/2023-07411.htmlMon, 10 Apr 2023 00:00:00 -07002023-07411Noticehttps://www.govinfo.gov/content/pkg/FR-2023-04-10/pdf/2023-07411.pdf