Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/04/10?limit=200&registers=between&mode=atom 2024-12-23T01:23:44-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/04/10/2023-07415.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Several IEX Rules To Permit, and in Some Instances Require, Electronic Service and Filing of Documents in Disciplinary and Other Proceedings 2023-04-10T00:00:00-07:00 2023-04-10T00:00:00-07:00 2023-07415 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-10/pdf/2023-07415.pdf https://regulations.justia.com/regulations/fedreg/2023/04/10/2023-07414.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 902.02 of the NYSE Listed Company Manual With Respect to the Qualification of Eligible Portfolio Companies of an Investment Management Entity for the Investment Management Entity Group Fee Discount 2023-04-10T00:00:00-07:00 2023-04-10T00:00:00-07:00 2023-07414 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-10/pdf/2023-07414.pdf https://regulations.justia.com/regulations/fedreg/2023/04/10/2023-07413.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Administrative Updates to DTC's Rules, Organization Certificate, and Certain Service Guides 2023-04-10T00:00:00-07:00 2023-04-10T00:00:00-07:00 2023-07413 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-10/pdf/2023-07413.pdf https://regulations.justia.com/regulations/fedreg/2023/04/10/2023-07412.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Administrative Updates to NSCC's Rules and Certificate of Incorporation 2023-04-10T00:00:00-07:00 2023-04-10T00:00:00-07:00 2023-07412 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-10/pdf/2023-07412.pdf https://regulations.justia.com/regulations/fedreg/2023/04/10/2023-07411.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of and Immediate Effectiveness of a Proposed Rule Change To Make Administrative Updates to FICC's GSD Rules, MBSD Rules, EPN Rules, and Restated Certificate of Incorporation 2023-04-10T00:00:00-07:00 2023-04-10T00:00:00-07:00 2023-07411 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-10/pdf/2023-07411.pdf