<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/04/06?registers=between Sun, 22 Jun 2025 08:37:54 -0700 Sun, 22 Jun 2025 08:37:54 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/04/06?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Supplementary Material .19 (Residential Supervisory Location) Under FINRA Rule 3110 (Supervision) https://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07145.html https://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07145.html Thu, 06 Apr 2023 00:00:00 -0700 2023-07145 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-06/pdf/2023-07145.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 2617 and 2626 Regarding Retail Orders Routed Pursuant to the Route to Primary Auction Routing Option https://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07144.html https://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07144.html Thu, 06 Apr 2023 00:00:00 -0700 2023-07144 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-06/pdf/2023-07144.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Increase the Position and Exercise Limits for Options on Apple Inc. Stock (“AAPL”) https://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07143.html https://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07143.html Thu, 06 Apr 2023 00:00:00 -0700 2023-07143 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-06/pdf/2023-07143.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07142.html https://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07142.html Thu, 06 Apr 2023 00:00:00 -0700 2023-07142 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-06/pdf/2023-07142.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Permit the Listing and Trading of Options on the Nasdaq-100 ESG Index https://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07141.html https://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07141.html Thu, 06 Apr 2023 00:00:00 -0700 2023-07141 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-06/pdf/2023-07141.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Make a Clarifying Change to the Term Settlement Style Applicable to Flexible Exchange Options https://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07140.html https://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07140.html Thu, 06 Apr 2023 00:00:00 -0700 2023-07140 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-06/pdf/2023-07140.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments of the ICE Clear Europe Delivery Procedures https://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07139.html https://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07139.html Thu, 06 Apr 2023 00:00:00 -0700 2023-07139 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-06/pdf/2023-07139.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 102 https://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07225.html https://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07225.html Thu, 06 Apr 2023 00:00:00 -0700 2023-07225 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-06/pdf/2023-07225.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 104 https://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07224.html https://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07224.html Thu, 06 Apr 2023 00:00:00 -0700 2023-07224 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-06/pdf/2023-07224.pdf Proposed Rule - Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information https://regulations.justia.com/regulations/fedreg/2023/04/06/2023-05774.html https://regulations.justia.com/regulations/fedreg/2023/04/06/2023-05774.html Thu, 06 Apr 2023 00:00:00 -0700 2023-05774 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2023-04-06/pdf/2023-05774.pdf Notice - Invesco Dynamic Credit Opportunity Fund, et al. https://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07157.html https://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07157.html Thu, 06 Apr 2023 00:00:00 -0700 2023-07157 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-06/pdf/2023-07157.pdf Notice - Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07156.html https://regulations.justia.com/regulations/fedreg/2023/04/06/2023-07156.html Thu, 06 Apr 2023 00:00:00 -0700 2023-07156 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-06/pdf/2023-07156.pdf