<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/04/05?registers=between
Fri, 27 Jun 2025 14:12:01 -0700
Fri, 27 Jun 2025 14:12:01 -0700
Justia Regulations Tracker
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<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/04/05?registers=between
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Proposed Rule - Cybersecurity Risk Management Rule for Broker-Dealers, Clearing Agencies, Major Security-Based Swap Participants, the Municipal Securities Rulemaking Board, National Securities Associations, National Securities Exchanges, Security-Based Swap Data Repositories, Security-Based Swap Dealers, and Transfer Agents
https://regulations.justia.com/regulations/fedreg/2023/04/05/2023-05767.html
https://regulations.justia.com/regulations/fedreg/2023/04/05/2023-05767.html
Wed, 05 Apr 2023 00:00:00 -0700
2023-05767
Proposed Rule
https://www.govinfo.gov/content/pkg/FR-2023-04-05/pdf/2023-05767.pdf
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Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Amendments of the Investment Management Procedures
https://regulations.justia.com/regulations/fedreg/2023/04/05/2023-07006.html
https://regulations.justia.com/regulations/fedreg/2023/04/05/2023-07006.html
Wed, 05 Apr 2023 00:00:00 -0700
2023-07006
Notice
https://www.govinfo.gov/content/pkg/FR-2023-04-05/pdf/2023-07006.pdf
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Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Clearing Member Cybersecurity Obligations
https://regulations.justia.com/regulations/fedreg/2023/04/05/2023-07004.html
https://regulations.justia.com/regulations/fedreg/2023/04/05/2023-07004.html
Wed, 05 Apr 2023 00:00:00 -0700
2023-07004
Notice
https://www.govinfo.gov/content/pkg/FR-2023-04-05/pdf/2023-07004.pdf