<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/03/28?registers=between Mon, 18 Aug 2025 07:01:46 -0700 Mon, 18 Aug 2025 07:01:46 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/03/28?registers=between Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/03/28/2023-06323.html https://regulations.justia.com/regulations/fedreg/2023/03/28/2023-06323.html Tue, 28 Mar 2023 00:00:00 -0700 2023-06323 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-28/pdf/2023-06323.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 1240.01 To Provide Eligible Individuals Another Opportunity To Elect To Participate in the Maintaining Qualifications Program https://regulations.justia.com/regulations/fedreg/2023/03/28/2023-06322.html https://regulations.justia.com/regulations/fedreg/2023/03/28/2023-06322.html Tue, 28 Mar 2023 00:00:00 -0700 2023-06322 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-28/pdf/2023-06322.pdf Notice - Self-Regulatory Organizations; Cboe Futures Exchange, LLC; Notice of a Filing of a Proposed Rule Change To Update Regulatory Independence Policies https://regulations.justia.com/regulations/fedreg/2023/03/28/2023-06321.html https://regulations.justia.com/regulations/fedreg/2023/03/28/2023-06321.html Tue, 28 Mar 2023 00:00:00 -0700 2023-06321 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-28/pdf/2023-06321.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 147(f)(1)(iii) Written Representation as to Purchaser Residency https://regulations.justia.com/regulations/fedreg/2023/03/28/2023-06411.html https://regulations.justia.com/regulations/fedreg/2023/03/28/2023-06411.html Tue, 28 Mar 2023 00:00:00 -0700 2023-06411 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-28/pdf/2023-06411.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 147A(f)(1)(iii) Written Representation as to Purchaser Residency https://regulations.justia.com/regulations/fedreg/2023/03/28/2023-06410.html https://regulations.justia.com/regulations/fedreg/2023/03/28/2023-06410.html Tue, 28 Mar 2023 00:00:00 -0700 2023-06410 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-28/pdf/2023-06410.pdf