<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/03/21?registers=between Tue, 15 Jul 2025 15:35:47 -0700 Tue, 15 Jul 2025 15:35:47 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/03/21?registers=between Notice - Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2023/03/21/2023-05690.html https://regulations.justia.com/regulations/fedreg/2023/03/21/2023-05690.html Tue, 21 Mar 2023 00:00:00 -0700 2023-05690 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-21/pdf/2023-05690.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing of Proposed Rule Change by the Options Clearing Corporation Concerning the Amendment of Its Clearing Membership Standards https://regulations.justia.com/regulations/fedreg/2023/03/21/2023-05689.html https://regulations.justia.com/regulations/fedreg/2023/03/21/2023-05689.html Tue, 21 Mar 2023 00:00:00 -0700 2023-05689 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-21/pdf/2023-05689.pdf Notice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Non-Substantively Amend the MIAX Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/03/21/2023-05688.html https://regulations.justia.com/regulations/fedreg/2023/03/21/2023-05688.html Tue, 21 Mar 2023 00:00:00 -0700 2023-05688 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-21/pdf/2023-05688.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7, Section 3 To Introduce a Growth Incentive https://regulations.justia.com/regulations/fedreg/2023/03/21/2023-05687.html https://regulations.justia.com/regulations/fedreg/2023/03/21/2023-05687.html Tue, 21 Mar 2023 00:00:00 -0700 2023-05687 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-21/pdf/2023-05687.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.40P-O Pertaining to Pre-Trade Risk Controls https://regulations.justia.com/regulations/fedreg/2023/03/21/2023-05686.html https://regulations.justia.com/regulations/fedreg/2023/03/21/2023-05686.html Tue, 21 Mar 2023 00:00:00 -0700 2023-05686 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-21/pdf/2023-05686.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Sponsored Participant Rules 11.3(a) and 11.3(b)(2) https://regulations.justia.com/regulations/fedreg/2023/03/21/2023-05685.html https://regulations.justia.com/regulations/fedreg/2023/03/21/2023-05685.html Tue, 21 Mar 2023 00:00:00 -0700 2023-05685 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-21/pdf/2023-05685.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 7.44-E Relating to the Retail Liquidity Program https://regulations.justia.com/regulations/fedreg/2023/03/21/2023-05684.html https://regulations.justia.com/regulations/fedreg/2023/03/21/2023-05684.html Tue, 21 Mar 2023 00:00:00 -0700 2023-05684 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-21/pdf/2023-05684.pdf Notice - Cloudflare, Inc. https://regulations.justia.com/regulations/fedreg/2023/03/21/2023-05683.html https://regulations.justia.com/regulations/fedreg/2023/03/21/2023-05683.html Tue, 21 Mar 2023 00:00:00 -0700 2023-05683 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-21/pdf/2023-05683.pdf Proposed Rule - Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies; Reopening of Comment Period https://regulations.justia.com/regulations/fedreg/2023/03/21/2023-05766.html https://regulations.justia.com/regulations/fedreg/2023/03/21/2023-05766.html Tue, 21 Mar 2023 00:00:00 -0700 2023-05766 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2023-03-21/pdf/2023-05766.pdf