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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/03/13?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/03/13?registers=between
Notice - Lord Abbett & Co. LCC, et al.
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05044.html
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05044.htmlMon, 13 Mar 2023 00:00:00 -07002023-05044Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05044.pdfNotice - BC Partners Lending Corporation, et al.
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05043.html
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05043.htmlMon, 13 Mar 2023 00:00:00 -07002023-05043Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05043.pdfNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Make Permanent the Operation of Its Program That Allows the Exchange To List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index (“S&P 500”) Options (“SPX”) Series
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05042.html
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05042.htmlMon, 13 Mar 2023 00:00:00 -07002023-05042Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05042.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05041.html
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05041.htmlMon, 13 Mar 2023 00:00:00 -07002023-05041Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05041.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish Listing Standards Related to Recovery of Erroneously Awarded Executive Compensation
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05040.html
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05040.htmlMon, 13 Mar 2023 00:00:00 -07002023-05040Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05040.pdfNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Certificate of Incorporation and Bylaws
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05039.html
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05039.htmlMon, 13 Mar 2023 00:00:00 -07002023-05039Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05039.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article II, Section 2.03(b) of Its Operating Agreement
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05038.html
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05038.htmlMon, 13 Mar 2023 00:00:00 -07002023-05038Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05038.pdfNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Article II, Section 2.03(b) of Its Operating Agreement
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05037.html
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05037.htmlMon, 13 Mar 2023 00:00:00 -07002023-05037Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05037.pdfNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section FIFTH of Its Certificate of Incorporation
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05036.html
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05036.htmlMon, 13 Mar 2023 00:00:00 -07002023-05036Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05036.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt New Section 303A.14 of the NYSE Listed Company Manual To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05035.html
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05035.htmlMon, 13 Mar 2023 00:00:00 -07002023-05035Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05035.pdfNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Change To Adopt New Section 811 of NYSE American Company Guide To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05034.html
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05034.htmlMon, 13 Mar 2023 00:00:00 -07002023-05034Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05034.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Adopt New NYSE Arca Rule 5.3-E(p) To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05033.html
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05033.htmlMon, 13 Mar 2023 00:00:00 -07002023-05033Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05033.pdfNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Proposed Rule Change To Adopt New NYSE Chicago Rule 29 To Establish Listing Standards Related To Recovery of Erroneously Awarded Incentive-Based Executive Compensation
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05032.html
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05032.htmlMon, 13 Mar 2023 00:00:00 -07002023-05032Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05032.pdfNotice - Sunshine Act Meetings
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05138.html
https://regulations.justia.com/regulations/fedreg/2023/03/13/2023-05138.htmlMon, 13 Mar 2023 00:00:00 -07002023-05138Noticehttps://www.govinfo.gov/content/pkg/FR-2023-03-13/pdf/2023-05138.pdf